Michael Patrick Berens

Financial advisor at RBC Capital Markets, LLC

Last updated 2026-10-10

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Michael Patrick Berens is a financial advisor at RBC Capital Markets, LLC, CRD 1539415. Licenses and exams on the registration: Series 63, Series 66. IAPD registration began 2023-10-26.

Registration

CRD number
1539415
Registration status
Active
IAPD registration
2023-10-26
Industry Experience
2 years
Work Experience
18 years
States registered
DC, MD

Licenses and exams

  • Series 63
  • Series 66

Work history

  • 2008-03 to Present · RBC Capital Markets Corporation · Boston, MA

Current employment

SEC IAPD record for Michael Patrick Berens

RBC Capital Markets, LLC

Regulatory AUM
$310,428,968,904
Registered advisors
3,829
Offices
1,773
Clients per advisor
74.1 (Moderate)
Average AUM per client
$1.1M (Low)
High-net-worth client ratio
4.3% (Low)

RBC Capital Markets, LLC: advisors, services and reported ETF investments

About

Michael Patrick Berens is a financial advisor at RBC Capital Markets, LLC. Reported securities licenses include Series 63 and Series 66. The latest record indicates 2 years of industry experience and 18 years of reported work history. Reported roles include RBC Capital Markets Corporation.

RBC Capital Markets, LLC's firm-level Form ADV reports 3,829 advisors across 1,773 offices; approximately 74.1 clients per advisor, average assets per client of $1,093,406, and regulatory AUM of $310.4B; client categories including Individuals (non-HNW), High net worth individuals, Banking or thrift institutions, Pooled investment vehicles, Pension and profit-sharing plans, Charitable organizations; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Pooled Investment Vehicles, Portfolio Management: Businesses or Institutional Clients, Pension Consulting Services.

What this firm offers

Filed by RBC Capital Markets, LLC on Form ADV.

Client services

  • Financial Planning Services
  • Individuals and Small Businesses
  • Pooled Investment Vehicles
  • Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Other Advisers
  • Educational Seminars or Workshops
  • Other Advisory Service

Fee options

  • Percentage of Assets Under Management
  • Fixed Fees (Other Than Subscription)

Business and affiliations

  • Broker-Dealer (Registered or Unregistered)
  • Futures Commission Merchant
  • Insurance Broker or Agent
  • Registered Municipal Advisor
  • Registered Security-Based Swap Dealer
  • Sells Non-Advisory Products or Services
  • Broker-Dealer or Municipal Securities Dea
  • Other Investment Adviser (Incl. Financial
  • Registered Security-Based Swap Dealer
  • Commodity Pool Operator or CTA
  • Futures Commission Merchant
  • Banking or Thrift Institution
  • Trust Company
  • Insurance Company or Agency
  • Pension Consultant
  • Sponsor or Syndicator of Limited Partners
  • Sponsor or GP of Pooled Investment Vehicl
  • Adviser to Any Private Fund

Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

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