Michael Ralph Winter

Financial advisor at HSBC Securities (USA) Inc. · Buffalo, NY

Last updated 2026-10-10

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Michael Ralph Winter is a financial advisor at HSBC Securities (USA) Inc. in Buffalo, NY, CRD 2671654. Licenses and exams on the registration: Series 63, Series 65. IAPD registration began 2015-12-16.

Registration

CRD number
2671654
Registration status
Active
IAPD registration
2015-12-16
Industry Experience
10 years
Work Experience
21 years
States registered
NJ, NY

Licenses and exams

  • Series 63
  • Series 65

Work history

  • 2005-09 to 2021-04 · HSBC Bank USA · Buffalo, NY
  • 2021-05 to 2021-11 · Global Retirement Partners, LLC · San Rafael, CA
  • 2021-11 to 2022-04 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Williamsville, NY
  • 2022-04 to 2023-11 · HSBC Securities (USA) Inc. · Buffalo, NY
  • 2022-04 to 2023-11 · HSBC Bank USA, N.A. · Buffalo, NY
  • 2023-11 to 2023-12 · Valic Financial Advisors, Inc. · Nashua, NH
  • 2023-11 to 2023-12 · Agia · Houston, TX
  • 2023-12 to 2024-12 · Ameriprise Financial Services, LLC · Cheektowaga, NY
  • 2024-12 to Present · HSBC Bank USA, N.A. · Buffalo, NY
  • 2025-01 to Present · HSBC Securities (USA) Inc. · Buffalo, NY

Current employment

SEC IAPD record for Michael Ralph Winter

HSBC Securities (USA) Inc.

Regulatory AUM
$3,838,097,569
Registered advisors
373
Offices
168
Clients per advisor
32.5 (Low)
Average AUM per client
$317K (Low)
High-net-worth client ratio
14.8% (Low)

HSBC Securities (USA) Inc.: advisors, services and reported ETF investments

About

Michael Ralph Winter is a financial advisor at HSBC Securities (USA) Inc. in Buffalo, NY. Reported securities licenses include Series 63 and Series 65. The latest record indicates 10 years of industry experience and 21 years of reported work history. Reported roles include HSBC Bank USA, N.A., Ameriprise Financial Services, LLC, Valic Financial Advisors, Inc., Agia, among others.

HSBC Securities (USA) Inc.'s firm-level Form ADV reports 373 advisors across 168 offices; approximately 32.5 clients per advisor, average assets per client of $316,989, and regulatory AUM of $3.8B; client categories including Individuals (non-HNW), High net worth individuals, Pooled investment vehicles, Pension and profit-sharing plans, Corporations or other businesses; services including Portfolio Management: Pooled Investment Vehicles, Portfolio Management: Businesses or Institutional Clients, Selection of Other Advisers, Other Advisory Service.

What this firm offers

Filed by HSBC Securities (USA) Inc. on Form ADV.

Client services

  • Pooled Investment Vehicles
  • Businesses or Institutional Clients
  • Selection of Other Advisers
  • Other Advisory Service

Fee options

  • Percentage of Assets Under Management
  • Fixed Fees (Other Than Subscription)
  • Performance-Based Fees

Business and affiliations

  • Broker-Dealer (Registered or Unregistered)
  • Futures Commission Merchant
  • Insurance Broker or Agent
  • Sells Non-Advisory Products or Services
  • Broker-Dealer or Municipal Securities Dea
  • Other Investment Adviser (Incl. Financial
  • Registered Security-Based Swap Dealer
  • Commodity Pool Operator or CTA
  • Futures Commission Merchant
  • Banking or Thrift Institution
  • Trust Company
  • Insurance Company or Agency
  • Sponsor or GP of Pooled Investment Vehicl
  • Adviser to Any Private Fund

Location

239 van Rensselaer Street, Buffalo, NY 14210

53 advisors at this office.

HSBC Securities (USA) office in Buffalo, NY

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Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

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