Mitchell Becker
Financial advisor at First Trust Advisors LP · Wheaton, IL
Last updated 2026-10-10
Claim your profileMitchell Becker is a financial advisor at First Trust Advisors LP in Wheaton, IL, CRD 7978883. Licenses and exams on the registration: Series 66. IAPD registration began 2024-11-26.
Registration
- CRD number
- 7978883
- Registration status
- Active
- IAPD registration
- 2024-11-26
- Industry Experience
- 1 year
- Work Experience
- 10 years
- States registered
- IL
Licenses and exams
- Series 66
Work history
- 2022-06 to 2022-09 · Weaver Consultants Group · Chicago, IL
- 2019-05 to 2019-08 · Pool Guards, Inc. · Naperville, IL
- 2020-05 to 2020-09 · Unemployed · Naperville, IL
- 2019-08 to 2020-05 · Full Time Education · Naperville, IL
- 2020-09 to 2021-05 · Full Time Education · San Luis Obispo, CA
- 2023-06 to 2023-08 · Fidelity Investments · Torrance, CA
- 2017-09 to 2018-05 · Full Time Education · Naperville, IL
- 2024-08 to 2025-04 · Fidelity Investments · Torrance, CA
- 2021-06 to 2021-09 · Lexus of Napervile · Naperville, IL
- 2018-08 to 2019-05 · Full Time Education · Naperville, IL
- 2024-06 to 2024-08 · Unemployed · Naperville, IL
- 2021-09 to 2022-06 · Full Time Education · San Luis Obispo, CA
- 2016-09 to 2017-04 · Full Time Education · Naperville, IL
- 2022-09 to 2023-06 · Full Time Education · San Luis Obispo, CA
- 2023-08 to 2024-06 · Full Time Education · San Luis Obispo, CA
- 2018-05 to 2018-08 · Pool Guards, Inc. · Naperville, IL
- 2017-05 to 2017-08 · Pool Guards, Inc. · Naperville, IL
- 2025-03 to 2025-04 · Fidelity Investments · Boston, MA
- 2025-04 to Present · First Trust Portfolios LP · Wheaton, IL
- 2025-04 to Present · First Trust Advisors LP · Wheaton, IL
Current employment
- First Trust Advisors LP · Wheaton, IL
First Trust Advisors LP
- Regulatory AUM
- $309,241,000,000
- Registered advisors
- 607
- Offices
- 189
- Clients per advisor
- 9.4 (Low)
- Average AUM per client
- $54M (Moderate)
- High-net-worth client ratio
- 45.2% (Moderate)
First Trust Advisors LP: advisors, services and reported ETF investments
About
Mitchell Becker is a financial advisor at First Trust Advisors LP in Wheaton, IL. Reported securities licenses include Series 66. The latest record indicates 1 year of industry experience and 10 years of reported work history.
First Trust Advisors LP's firm-level Form ADV reports 607 advisors across 189 offices; approximately 9.4 clients per advisor, average assets per client of $53,959,344, and regulatory AUM of $309.2B; client categories including Individuals (non-HNW), High net worth individuals, Investment companies, Pooled investment vehicles, Charitable organizations, and Corporations or other businesses; services including Portfolio Management: Individuals and Small Businesses, Portfolio Management: Investment Companies, Portfolio Management: Pooled Investment Vehicles, Portfolio Management: Businesses or Institutional Clients, and Selection of Other Advisers.
PortfolioFuture's firm-level 13F analysis covers $7.1B across 232 reported ETF positions for the 2026-06-30 reporting period. These are firm-level disclosures, not investments attributed to Mitchell Becker personally.
Reported ETF positions
First Trust Advisors reports 232 ETF positions worth $7.1B on Form 13F; the largest are listed.
| Fund | Reported value |
|---|---|
| EMXC — iShares MSCI Emerging Markets ex China ETF | $1.3B |
| FBT — First Trust Amex Biotech Index Fund | $840M |
| FTXL — First Trust Nasdaq Semiconductor ETF | $813.5M |
| QTEC — First Trust NASDAQ-100-Technology Sector Index Fund | $812.9M |
| FXL — First Trust Technology AlphaDEX | $809.3M |
Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.
Noteworthy reported investments
First Trust Advisors's strongest reported position on each research ranking. Institution-level evidence, not this advisor's or any client's holding.
| Ranking | Fund | Reported value | Percentile | Key figures |
|---|---|---|---|---|
| Similar Fund Ranking | DYNF — iShares U.S. Equity Factor Rotation Active ETF | $421.5K | Top 99.8% | Peer conviction 86.8% · Active return +4.88% |
| Addressable Market | DYNF — iShares U.S. Equity Factor Rotation Active ETF | $421.5K | Top 99.9% | Addressable AUM $14.9T · Peer conviction 86.8% |
| Residual Alpha | MGOV — First Trust Intermediate Government Opportunities ETF | $5.1M | Top 99.6% | Residual alpha +0.73% · Residual Sharpe 0.14 |
| Diversification Benefits | FTSM — First Trust Enhanced Short Maturity ETF | $4.8M | Top 97.2% | Replicability (R²) 72.7% · Residual Sharpe 0.89 |
Historical comparisons from the published research release formed 2026-10-02; not forecasts or recommendations. Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.
What this firm offers
Filed by First Trust Advisors LP on Form ADV.
Client services
- Individuals and Small Businesses
- Investment Companies
- Pooled Investment Vehicles
- Businesses or Institutional Clients
- Selection of Other Advisers
- Publication of Periodicals or Newsletters
Fee options
- Percentage of Assets Under Management
- Performance-Based Fees
- Other
Business and affiliations
- Commodity Pool Operator or Trading Advisor
- Broker-Dealer or Municipal Securities Dea
- Other Investment Adviser (Incl. Financial
- Commodity Pool Operator or CTA
- Sponsor or Syndicator of Limited Partners
- Sponsor or GP of Pooled Investment Vehicl
- Adviser to Any Private Fund
Location
120 E. Liberty Drive, Wheaton, IL 60187
606 advisors at this office.
Contact
The firm's filed contact details.
- Phone: 630-765-8000
- Website: ftsma.com
- Youtube
Official record
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