Mitchell Wallace
Financial advisor at J.P. Morgan Securities LLC · San Luis Obispo, CA
Last updated 2026-10-10
Claim your profileMitchell Wallace is a financial advisor at J.P. Morgan Securities LLC in San Luis Obispo, CA, CRD 5043040. Licenses and exams on the registration: Series 63, Series 66. IAPD registration began 2008-05-07.
Registration
- CRD number
- 5043040
- Registration status
- Active
- IAPD registration
- 2008-05-07
- Industry Experience
- 18 years
- Work Experience
- 18 years
- States registered
- CA, NM, TX
Licenses and exams
- Series 63
- Series 66
Designations
- CFP®
Work history
- 2008-01 to Present · Wamu Investments, Inc · San Luis Obispo-Chorro, CA
- 2012-10 to Present · J.P. Morgan Securities LLC · San Luis Obispo, CA
- 2008-01 to Present · Jpmorgan Chase Bank, N.A. · San Luis Obispo, CA
Current employment
- J.P. Morgan Securities LLC · New York, NY
J.P. Morgan Securities LLC
- Regulatory AUM
- $429,694,491,042
- Registered advisors
- 14,334
- Offices
- 5,886
- Clients per advisor
- 87.0 (Moderate)
- Average AUM per client
- $344.7K (Low)
- High-net-worth client ratio
- 28.6% (Moderate)
J.P. Morgan Securities LLC: advisors, services and reported ETF investments
About
Mitchell Wallace is a CFP® financial advisor at J.P. Morgan Securities LLC in San Luis Obispo, CA. Reported securities licenses include Series 63 and Series 66. The latest record indicates 18 years of industry experience and 18 years of reported work history.
J.P. Morgan Securities LLC's firm-level Form ADV reports 14,334 advisors across 5,886 offices; approximately 87.0 clients per advisor, average assets per client of $344,680, and regulatory AUM of $429.7B; client categories including Individuals (non-HNW), High net worth individuals, Pension and profit-sharing plans, Charitable organizations, Insurance companies, and Corporations or other businesses; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Businesses or Institutional Clients, Pension Consulting Services, and Selection of Other Advisers.
What this firm offers
Filed by J.P. Morgan Securities LLC on Form ADV.
Client services
- Financial Planning Services
- Individuals and Small Businesses
- Businesses or Institutional Clients
- Pension Consulting Services
- Selection of Other Advisers
Fee options
- Percentage of Assets Under Management
- Other
Business and affiliations
- Broker-Dealer (Registered or Unregistered)
- Futures Commission Merchant
- Insurance Broker or Agent
- Registered Security-Based Swap Dealer
- Sells Non-Advisory Products or Services
- Broker-Dealer or Municipal Securities Dea
- Other Investment Adviser (Incl. Financial
- Registered Security-Based Swap Dealer
- Commodity Pool Operator or CTA
- Futures Commission Merchant
- Banking or Thrift Institution
- Trust Company
- Insurance Company or Agency
- Pension Consultant
- Real Estate Broker or Dealer
- Sponsor or Syndicator of Limited Partners
- Sponsor or GP of Pooled Investment Vehicl
Location
1235 Chorro Street, San Luis Obispo, CA 93401
3 advisors at this office.
Contact
The firm's filed contact details.
Official record
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