Natalie Rose Norman

Financial advisor at Stifel, Nicolaus & Company, Incorporated · Rochester, MN

Last updated 2026-10-10

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Natalie Rose Norman is a financial advisor at Stifel, Nicolaus & Company, Incorporated in Rochester, MN, CRD 4040770. Licenses and exams on the registration: Series 66, Series 63. IAPD registration began 2016-08-30.

Registration

CRD number
4040770
Registration status
Active
IAPD registration
2016-08-30
Industry Experience
10 years
Work Experience
17 years
States registered
MN, TX

Licenses and exams

  • Series 66
  • Series 63

Work history

  • 2009-10 to Present · Stifel, Nicolaus & Company, Incorporated · Rochester, MN

Current employment

SEC IAPD record for Natalie Rose Norman

Stifel, Nicolaus & Company, Incorporated

Regulatory AUM
$197,532,233,502
Registered advisors
3,362
Offices
674
Clients per advisor
70.3 (Moderate)
Average AUM per client
$836.3K (Low)
High-net-worth client ratio
31.2% (Moderate)

Stifel, Nicolaus & Company, Incorporated: advisors, services and reported ETF investments

About

Natalie Rose Norman is a financial advisor at Stifel, Nicolaus & Company, Incorporated in Rochester, MN. Reported securities licenses include Series 66 and Series 63. The latest record indicates 10 years of industry experience and 17 years of reported work history.

Stifel, Nicolaus & Company, Incorporated's firm-level Form ADV reports 3,362 advisors across 674 offices; approximately 70.3 clients per advisor, average assets per client of $836,324, and regulatory AUM of $197.5B; client categories including Individuals (non-HNW), High net worth individuals, Banking or thrift institutions, Pooled investment vehicles, Pension and profit-sharing plans, and Charitable organizations; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Pooled Investment Vehicles, Portfolio Management: Businesses or Institutional Clients, and Pension Consulting Services.

What this firm offers

Filed by Stifel, Nicolaus & Company, Incorporated on Form ADV.

Client services

  • Financial Planning Services
  • Individuals and Small Businesses
  • Pooled Investment Vehicles
  • Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Other Advisers
  • Educational Seminars or Workshops

Fee options

  • Percentage of Assets Under Management
  • Fixed Fees (Other Than Subscription)
  • Commissions

Business and affiliations

  • Broker-Dealer (Registered or Unregistered)
  • Insurance Broker or Agent
  • Registered Municipal Advisor
  • Sells Non-Advisory Products or Services
  • Broker-Dealer or Municipal Securities Dea
  • Other Investment Adviser (Incl. Financial
  • Commodity Pool Operator or CTA
  • Banking or Thrift Institution
  • Trust Company
  • Insurance Company or Agency
  • Sponsor or GP of Pooled Investment Vehicl
  • Adviser to Any Private Fund

Location

3425 40th Avenue NW, Rochester, MN 55901

18 advisors at this office.

Stifel, Nicolaus & office in Rochester, MN

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Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

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