Nathan Stegman

Financial advisor at Nuveen Asset Management, LLC · Chicago, IL

Last updated 2026-10-10

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Nathan Stegman is a financial advisor at Nuveen Asset Management, LLC in Chicago, IL, CRD 6720801. Licenses and exams on the registration: Series 66. IAPD registration began 2017-03-01.

Registration

CRD number
6720801
Registration status
Active
IAPD registration
2017-03-01
Industry Experience
9 years
Work Experience
10 years
States registered
IL

Licenses and exams

  • Series 66

Work history

  • 2016-10 to 2018-06 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Key West, FL
  • 2016-10 to 2018-06 · Bank of America, N.A. · Key West, FL
  • 2018-07 to 2020-09 · Morgan Stanley · Farmington Hills, MI
  • 2020-10 to Present · Nuveen Securities, LLC · Roswell, GA
  • 2020-10 to Present · Nuveen Asset Management, LLC · Chicago, IL

Current employment

SEC IAPD record for Nathan Stegman

Nuveen Asset Management, LLC

Regulatory AUM
$280,484,645,970
Registered advisors
256
Offices
7
Clients per advisor
254.9 (High)
Average AUM per client
$4.3M (Moderate)
High-net-worth client ratio
21.2% (Moderate)

Nuveen Asset Management, LLC: advisors, services and reported ETF investments

About

Nathan Stegman is a financial advisor at Nuveen Asset Management, LLC in Chicago, IL. Reported securities licenses include Series 66. The latest record indicates 9 years of industry experience and 10 years of reported work history. Reported roles include Nuveen Securities, LLC, Morgan Stanley, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Bank of America, N.A..

SEC disclosures list additional business and community activities: Name: Stegman.

Nuveen Asset Management, LLC's firm-level Form ADV reports 256 advisors across 7 offices; approximately 254.9 clients per advisor, average assets per client of $4,298,088, and regulatory AUM of $280.5B; client categories including Individuals (non-HNW), High net worth individuals, Banking or thrift institutions, Investment companies, Pooled investment vehicles, Pension and profit-sharing plans; services including Portfolio Management: Individuals and Small Businesses, Portfolio Management: Investment Companies, Portfolio Management: Pooled Investment Vehicles, Portfolio Management: Businesses or Institutional Clients, Pension Consulting Services.

What this firm offers

Filed by Nuveen Asset Management, LLC on Form ADV.

Client services

  • Individuals and Small Businesses
  • Investment Companies
  • Pooled Investment Vehicles
  • Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Other Advisers
  • Other Advisory Service

Fee options

  • Percentage of Assets Under Management
  • Fixed Fees (Other Than Subscription)
  • Performance-Based Fees

Business and affiliations

  • Commodity Pool Operator or Trading Advisor
  • Broker-Dealer or Municipal Securities Dea
  • Other Investment Adviser (Incl. Financial
  • Registered Municipal Advisor
  • Commodity Pool Operator or CTA
  • Banking or Thrift Institution
  • Insurance Company or Agency
  • Pension Consultant
  • Real Estate Broker or Dealer
  • Sponsor or Syndicator of Limited Partners
  • Sponsor or GP of Pooled Investment Vehicl
  • Adviser to Any Private Fund

Location

333 West Wacker Drive, Chicago, IL 60606

240 advisors at this office.

Nuveen Asset Management office in Chicago, IL

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Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

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