Nicholas Edwin Moss

Financial advisor at Columbia Management Investment Advisers, LLC · Brookfield, WI

Last updated 2026-10-10

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Nicholas Edwin Moss is a financial advisor at Columbia Management Investment Advisers, LLC in Brookfield, WI, CRD 5133409. Licenses and exams on the registration: Series 66. First registered 2009-12-15.

Registration

CRD number
5133409
Registration status
Active
First registered
2009-12-15
Years of experience
16
States registered
MI, WI

Licenses and exams

  • Series 66

Work history

  • 2009-11 to Present · Columbia Management Distributors, Inc. · Boston, MA
  • 2010-05 to Present · Riversource Investments · Minneapolis, MN
  • 2010-05 to Present · Riversource Fund Distributors, Inc. · Boston, MA

Current employment

SEC IAPD record for Nicholas Edwin Moss

Columbia Management Investment Advisers, LLC

Regulatory AUM
$502,404,181,723
Registered advisors
200
Offices
94
Clients per advisor
21.3 (Low)
Average AUM per client
$118.2M (Moderate)
High-net-worth client ratio
11.6% (Low)

Columbia Management Investment Advisers, LLC: advisors, services and reported ETF investments

What this firm offers

Filed by Columbia Management Investment Advisers, LLC on Form ADV.

Client services

  • Individuals and Small Businesses
  • Investment Companies
  • Pooled Investment Vehicles
  • Businesses or Institutional Clients
  • Selection of Other Advisers
  • Other Advisory Service

Fee options

  • Percentage of Assets Under Management
  • Fixed Fees (Other Than Subscription)
  • Performance-Based Fees

Business and affiliations

  • Commodity Pool Operator or Trading Advisor
  • Sells Non-Advisory Products or Services
  • Broker-Dealer or Municipal Securities Dea
  • Other Investment Adviser (Incl. Financial
  • Commodity Pool Operator or CTA
  • Banking or Thrift Institution
  • Trust Company
  • Insurance Company or Agency
  • Real Estate Broker or Dealer
  • Sponsor or Syndicator of Limited Partners
  • Sponsor or GP of Pooled Investment Vehicl
  • Adviser to Any Private Fund

Location

Brookfield, WI

1 advisor at this office.

Columbia Management office in Brookfield, WI

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Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

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