Nicholas Eugene Wallace

Financial advisor at Robert W. Baird & Co. Incorporated

Last updated 2026-10-10

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Nicholas Eugene Wallace is a financial advisor at Robert W. Baird & Co. Incorporated, CRD 4434778. Licenses and exams on the registration: Series 63, Series 66. IAPD registration began 2014-08-07.

Registration

CRD number
4434778
Registration status
Active
IAPD registration
2014-08-07
Industry Experience
12 years
Work Experience
19 years
States registered
FL, IL, NJ, TX, WI

Licenses and exams

  • Series 63
  • Series 66

Work history

  • 2007-07 to Present · Robert W. Baird · Chicago, IL

Current employment

SEC IAPD record for Nicholas Eugene Wallace

Robert W. Baird & Co. Incorporated

Regulatory AUM
$394,068,801,480
Registered advisors
2,633
Offices
683
Clients per advisor
91.7 (Moderate)
Average AUM per client
$1.6M (Low)
High-net-worth client ratio
34.1% (Moderate)

Robert W. Baird & Co. Incorporated: advisors, services and reported ETF investments

About

Nicholas Eugene Wallace is a financial advisor at Robert W. Baird & Co. Incorporated. Reported securities licenses include Series 63 and Series 66. The latest record indicates 12 years of industry experience and 19 years of reported work history. Reported roles include Robert W. Baird.

Robert W. Baird & Co. Incorporated's firm-level Form ADV reports 2,633 advisors across 683 offices; approximately 91.7 clients per advisor, average assets per client of $1,632,708, and regulatory AUM of $394.1B; client categories including Individuals (non-HNW), High net worth individuals, Banking or thrift institutions, Investment companies, Pooled investment vehicles, Pension and profit-sharing plans; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Investment Companies, Portfolio Management: Pooled Investment Vehicles, Portfolio Management: Businesses or Institutional Clients.

What this firm offers

Filed by Robert W. Baird & Co. Incorporated on Form ADV.

Client services

  • Financial Planning Services
  • Individuals and Small Businesses
  • Investment Companies
  • Pooled Investment Vehicles
  • Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Other Advisers
  • Publication of Periodicals or Newsletters
  • Educational Seminars or Workshops
  • Other Advisory Service

Fee options

  • Percentage of Assets Under Management
  • Hourly Charges
  • Fixed Fees (Other Than Subscription)
  • Commissions
  • Performance-Based Fees
  • Other

Business and affiliations

  • Broker-Dealer (Registered or Unregistered)
  • Commodity Pool Operator or Trading Advisor
  • Registered Municipal Advisor
  • Engaged in Other Business
  • Sells Non-Advisory Products or Services
  • Broker-Dealer or Municipal Securities Dea
  • Other Investment Adviser (Incl. Financial
  • Commodity Pool Operator or CTA
  • Trust Company
  • Insurance Company or Agency
  • Real Estate Broker or Dealer
  • Sponsor or GP of Pooled Investment Vehicl
  • Adviser to Any Private Fund

Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

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