Nicholas Thomas Terry

Financial advisor at Lpl Enterprise, LLC

Last updated 2026-10-10

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Nicholas Thomas Terry is a financial advisor at Lpl Enterprise, LLC, CRD 4213639. Licenses and exams on the registration: Series 63, Series 66. IAPD registration began 2022-02-09.

Registration

CRD number
4213639
Registration status
Active
IAPD registration
2022-02-09
Industry Experience
4 years
Work Experience
18 years
States registered
CO, FL, IL, TX, WI

Licenses and exams

  • Series 63
  • Series 66

Work history

  • 2008-03 to 2017-07 · Valinor Management · New York, NY
  • 2018-10 to 2020-12 · Jhl Capital Group · Chicago, IL
  • 2017-08 to 2018-09 · Unemployed · Chicago, IL
  • 2021-01 to 2021-10 · Unemployed · Chicago, IL
  • 2021-11 to 2023-09 · National Life Group · Chicago, IL
  • 2022-01 to 2023-09 · Equity Services Inc · Montpelier, VT
  • 2023-10 to Present · The Prudential Insurance Company of America · Chicago, IL
  • 2023-10 to 2024-11 · Pruco Securities LLC · Chicago, IL
  • 2024-11 to Present · Lpl Enterprise, LLC · Chicago, IL

Current employment

SEC IAPD record for Nicholas Thomas Terry

Lpl Enterprise, LLC

Regulatory AUM
$24,939,385,373
Registered advisors
3,117
Offices
1,496
Clients per advisor
32.9 (Low)
Average AUM per client
$243.2K (Low)
High-net-worth client ratio
22.3% (Moderate)

Lpl Enterprise, LLC: advisors, services and reported ETF investments

About

Nicholas Thomas Terry is a financial advisor at Lpl Enterprise, LLC. Reported securities licenses include Series 63 and Series 66. The latest record indicates 4 years of industry experience and 18 years of reported work history. Reported roles include The Prudential Insurance Company of America, Pruco Securities LLC, Equity Services Inc, National Life Group, among others.

SEC disclosures list additional business and community activities: 1) 12/17/2024 - Prudential - Life Insurance Sales Representative - Oba Being Created For Proprietary Fixed Life Sales - Non-Variable Insurance - Inv Related - At Chicago: I also maintain the option to offer national life group's iul to prospective clients, if it is the best insurance policy available to achieve their financial objectives - non-variable insurance - inv related - at chicago, il - start date 10/02/2023 - 0hrs/mth - 5hrs/mth during trading 3) 09/17/2024 - leavitt-schiller townhomes association - create annual budget, pay association bills, attend association meetings, assist with hiring and payment of association service personnel - non-profit board member - non inv related - at chicago, il - start date 10/04/2022 - 5hrs/mth - 5hrs/mth during trading 4) 02/26/2026-velocity wealth enhancement advisors-partner / financial planner and advisor-dba for lpl business (entity for lpl business)-inv related-at reported business location(s)-start date 03/31/2026-175hrs/mth-130hrs/mth during trading.

Lpl Enterprise, LLC's firm-level Form ADV reports 3,117 advisors across 1,496 offices; approximately 32.9 clients per advisor, average assets per client of $243,162, and regulatory AUM of $24.9B; client categories including Individuals (non-HNW), High net worth individuals, Pension and profit-sharing plans, Charitable organizations, Corporations or other businesses; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Businesses or Institutional Clients, Educational Seminars or Workshops, Other Advisory Service.

What this firm offers

Filed by Lpl Enterprise, LLC on Form ADV.

Client services

  • Financial Planning Services
  • Individuals and Small Businesses
  • Businesses or Institutional Clients
  • Educational Seminars or Workshops
  • Other Advisory Service

Fee options

  • Percentage of Assets Under Management
  • Hourly Charges
  • Fixed Fees (Other Than Subscription)

Business and affiliations

  • Broker-Dealer (Registered or Unregistered)
  • Other Financial Product Salesperson
  • Engaged in Other Business
  • Sells Non-Advisory Products or Services
  • Broker-Dealer or Municipal Securities Dea
  • Other Investment Adviser (Incl. Financial
  • Banking or Thrift Institution
  • Insurance Company or Agency

Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

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