Nigel Gillespie

Financial advisor at RBC Capital Markets, LLC · New York, NY

Last updated 2026-10-10

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Nigel Gillespie is a financial advisor at RBC Capital Markets, LLC in New York, NY, CRD 7656217. Licenses and exams on the registration: Series 66. IAPD registration began 2024-04-01.

Registration

CRD number
7656217
Registration status
Active
IAPD registration
2024-04-01
Industry Experience
2 years
Work Experience
11 years
States registered
MN

Licenses and exams

  • Series 66

Work history

  • 2023-12 to 2024-07 · Ameriprise Financial Services, LLC · Minneapolis, MN
  • 2015-07 to 2017-04 · St. Olaf College · Northfield, MN
  • 2017-04 to 2017-06 · Unemployed · Seattle, WA
  • 2017-06 to 2017-07 · Fred Meyer · Seattle, WA
  • 2017-07 to 2017-12 · Uuemployed · Seattle, WA
  • 2017-12 to 2018-06 · National Frozen Foods · Seattle, WA
  • 2018-06 to 2021-06 · St. Olaf College · Northfield, MN
  • 2021-06 to 2022-01 · Building Kidz · Everett, WA
  • 2022-01 to 2022-10 · Unemployed · Everett, WA
  • 2022-10 to 2023-06 · Bank of America · Seattle, WA
  • 2023-06 to 2023-12 · Unemployed · Everett, WA
  • 2024-10 to 2025-09 · Thrivent Investment Management Inc · Golden Valley, MN
  • 2024-10 to 2025-02 · Thrivent Financial · Appleton, WI
  • 2025-02 to 2025-09 · Thrivent Financial · Appleton, WI
  • 2025-08 to 2025-08 · New Horizon Academy · Minneapolis, MN
  • 2025-09 to Present · RBC · Minneapolis, MN

Current employment

SEC IAPD record for Nigel Gillespie

RBC Capital Markets, LLC

Regulatory AUM
$310,428,968,904
Registered advisors
3,829
Offices
1,773
Clients per advisor
74.1 (Moderate)
Average AUM per client
$1.1M (Low)
High-net-worth client ratio
4.3% (Low)

RBC Capital Markets, LLC: advisors, services and reported ETF investments

About

Nigel Gillespie is a financial advisor at RBC Capital Markets, LLC in New York, NY. Reported securities licenses include Series 66. The latest record indicates 2 years of industry experience and 11 years of reported work history. Reported roles include RBC, Thrivent Financial, Thrivent Investment Management Inc, New Horizon Academy, among others.

SEC disclosures list additional business and community activities: (1) Name Of Entity: Cfa Society Of Seattle Address: Po Box 8388 Covington Wa 98042 Investment/not Investment Related: No Description: Private Company Start Date: Sep 14: I help with the organization of events and planning working time: 0 - 4 hours.

RBC Capital Markets, LLC's firm-level Form ADV reports 3,829 advisors across 1,773 offices; approximately 74.1 clients per advisor, average assets per client of $1,093,406, and regulatory AUM of $310.4B; client categories including Individuals (non-HNW), High net worth individuals, Banking or thrift institutions, Pooled investment vehicles, Pension and profit-sharing plans, Charitable organizations; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Pooled Investment Vehicles, Portfolio Management: Businesses or Institutional Clients, Pension Consulting Services.

What this firm offers

Filed by RBC Capital Markets, LLC on Form ADV.

Client services

  • Financial Planning Services
  • Individuals and Small Businesses
  • Pooled Investment Vehicles
  • Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Other Advisers
  • Educational Seminars or Workshops
  • Other Advisory Service

Fee options

  • Percentage of Assets Under Management
  • Fixed Fees (Other Than Subscription)

Business and affiliations

  • Broker-Dealer (Registered or Unregistered)
  • Futures Commission Merchant
  • Insurance Broker or Agent
  • Registered Municipal Advisor
  • Registered Security-Based Swap Dealer
  • Sells Non-Advisory Products or Services
  • Broker-Dealer or Municipal Securities Dea
  • Other Investment Adviser (Incl. Financial
  • Registered Security-Based Swap Dealer
  • Commodity Pool Operator or CTA
  • Futures Commission Merchant
  • Banking or Thrift Institution
  • Trust Company
  • Insurance Company or Agency
  • Pension Consultant
  • Sponsor or Syndicator of Limited Partners
  • Sponsor or GP of Pooled Investment Vehicl
  • Adviser to Any Private Fund

Location

200 Vesey St., New York, NY 10281

93 advisors at this office.

RBC Capital Markets office in New York, NY

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Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

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