Nova Lu

Financial advisor at Capital Group Private Client Services, Inc. · Los Angeles, CA

Last updated 2026-10-10

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Nova Lu is a financial advisor at Capital Group Private Client Services, Inc. in Los Angeles, CA, CRD 6086120. Licenses and exams on the registration: Series 66. IAPD registration began 2025-05-21.

Registration

CRD number
6086120
Registration status
Active
IAPD registration
2025-05-21
Industry Experience
1 year
Work Experience
13 years
States registered
IL, TX

Licenses and exams

  • Series 66

Work history

  • 2013-07 to 2022-11 · Goldman, Sachs & Co. · New York, NY
  • 2025-02 to 2026-08 · Rockefeller Financial, LLC · Atlanta, GA
  • 2024-10 to 2024-11 · Broadpeak Capital · Atlanta, GA
  • 2022-12 to 2024-09 · Unemployed · Atlanta, GA
  • 2026-09 to Present · Capital Group / Capital Group Private Client Services, Inc. · Los Angeles, CA

Current employment

SEC IAPD record for Nova Lu

Capital Group Private Client Services, Inc.

Regulatory AUM
$48,374,833,001
Registered advisors
106
Offices
30
Clients per advisor
92.9 (Moderate)
Average AUM per client
$4.9M (Moderate)
High-net-worth client ratio
89.4% (Very high)

Capital Group Private Client Services, Inc.: advisors, services and reported ETF investments

About

Nova Lu is a financial advisor at Capital Group Private Client Services, Inc. in Los Angeles, CA. Reported securities licenses include Series 66. The latest record indicates 1 year of industry experience and 13 years of reported work history.

Capital Group Private Client Services, Inc.'s firm-level Form ADV reports 106 advisors across 30 offices; approximately 92.9 clients per advisor, average assets per client of $4,914,643, and regulatory AUM of $48.4B; client categories including High net worth individuals, Pooled investment vehicles, Pension and profit-sharing plans, Charitable organizations, and Corporations or other businesses; services including Portfolio Management: Individuals and Small Businesses, Portfolio Management: Pooled Investment Vehicles, Portfolio Management: Businesses or Institutional Clients, and Selection of Other Advisers.

PortfolioFuture's firm-level 13F analysis covers $5.2B across 109 reported ETF positions for the 2026-06-30 reporting period. These are firm-level disclosures, not investments attributed to Nova Lu personally.

Reported ETF positions

Capital Group Private Client reports 109 ETF positions worth $5.2B on Form 13F; the largest are listed.

Largest ETF positions reported by Capital Group Private Client
FundReported value
CGGR — Capital Group Growth ETF$1.3B
CGGO — Capital Group Global Growth Equity ETF$1B
CGDV — Capital Group Dividend Value ETF$623.8M
CGGE — Capital Group Global Equity ETF$294.9M
CGUS — Capital Group Core Equity ETF$233.6M

Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.

What this firm offers

Filed by Capital Group Private Client Services, Inc. on Form ADV.

Client services

  • Individuals and Small Businesses
  • Pooled Investment Vehicles
  • Businesses or Institutional Clients
  • Selection of Other Advisers

Fee options

  • Percentage of Assets Under Management

Business and affiliations

  • Commodity Pool Operator or Trading Advisor
  • Broker-Dealer or Municipal Securities Dea
  • Other Investment Adviser (Incl. Financial
  • Commodity Pool Operator or CTA
  • Banking or Thrift Institution
  • Trust Company
  • Insurance Company or Agency
  • Sponsor or GP of Pooled Investment Vehicl
  • Adviser to Any Private Fund

Location

333 S. Hope St., 55th Fl., Los Angeles, CA 90071

15 advisors at this office.

Capital Group Private Client office in Los Angeles, CA

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Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

Are you Nova Lu?

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