Patrick Michael Shaw

Financial advisor at Mariner Independent · Oakbrook Terrace, IL

Last updated 2026-10-10

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Patrick Michael Shaw is a financial advisor at Mariner Independent in Oakbrook Terrace, IL, CRD 5082341. Licenses and exams on the registration: Series 66. IAPD registration began 2006-08-15.

Registration

CRD number
5082341
Registration status
Active
IAPD registration
2006-08-15
Industry Experience
20 years
Work Experience
10 years
States registered
IL, MI, TX

Licenses and exams

  • Series 66

Designations

  • CFP®

Work history

  • 2016-09 to 2022-10 · Mariner Wealth Advisors · Novi, MI
  • 2023-01 to 2024-03 · Lido Advisors, LLC · Chicago, IL
  • 2024-03 to Present · Mariner Platform Solutions · Overland Park, KS
  • 2024-03 to Present · Fortitude Financial Partners · Oakbrook Terrace, IL

Current employment

SEC IAPD record for Patrick Michael Shaw

Mariner Independent

Regulatory AUM
$7,341,763,312
Registered advisors
120
Offices
95
Clients per advisor
35.9 (Low)
Average AUM per client
$1.7M (Low)
High-net-worth client ratio
36.6% (Moderate)

Mariner Independent: advisors, services and reported ETF investments

About

Patrick Michael Shaw is a CFP® financial advisor at Mariner Independent in Oakbrook Terrace, IL. Reported securities licenses include Series 66. The latest record indicates 20 years of industry experience and 10 years of reported work history.

Mariner Independent's firm-level Form ADV reports 120 advisors across 95 offices; approximately 35.9 clients per advisor, average assets per client of $1,704,612, and regulatory AUM of $7.3B; client categories including Individuals (non-HNW), High net worth individuals, Charitable organizations, and Corporations or other businesses; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Businesses or Institutional Clients, Pension Consulting Services, and Selection of Other Advisers.

What this firm offers

Filed by Mariner Independent on Form ADV.

Client services

  • Financial Planning Services
  • Individuals and Small Businesses
  • Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Other Advisers
  • Publication of Periodicals or Newsletters
  • Educational Seminars or Workshops

Fee options

  • Percentage of Assets Under Management
  • Hourly Charges
  • Fixed Fees (Other Than Subscription)

Business and affiliations

  • Broker-Dealer or Municipal Securities Dea
  • Other Investment Adviser (Incl. Financial
  • Commodity Pool Operator or CTA
  • Trust Company
  • Accountant or Accounting Firm
  • Insurance Company or Agency
  • Pension Consultant
  • Sponsor or GP of Pooled Investment Vehicl

Location

1 Mid America Plaza, Oakbrook Terrace, IL 60181

4 advisors at this office.

Mariner Independent office in Oakbrook Terrace, IL

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Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

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