Patrick Randell Norfleet
Financial advisor at Sowell Financial Services LLC · Houston, TX
Last updated 2026-10-10
Claim your profilePatrick Randell Norfleet is a financial advisor at Sowell Financial Services LLC in Houston, TX, CRD 5288870. Licenses and exams on the registration: Series 63, Series 65. IAPD registration began 2008-08-14.
Registration
- CRD number
- 5288870
- Registration status
- Active
- IAPD registration
- 2008-08-14
- Industry Experience
- 18 years
- Work Experience
- 10 years
- States registered
- TX
Licenses and exams
- Series 63
- Series 65
Work history
- 2016-06 to 2018-07 · Uber · Spring, TX
- 2016-08 to 2016-11 · Wells Fargo Advisors LLC · The Woodlands, TX
- 2016-11 to 2018-08 · Wells Fargo Clearing Services LLC · The Woodlands, TX
- 2018-08 to 2023-02 · Edward Jones · St. Louis, MO
- 2023-02 to Present · Weaver and Tidwell, LLP · Houston, TX
- 2023-02 to Present · Weaver Family Office Services, LLC · Houston, TX
- 2023-02 to Present · Weaver Capital Advisors, LLC · Houston, TX
- 2023-02 to Present · Sowell Management · Houston, TX
Current employment
- Sowell Management · North Little Rock, AR
Sowell Financial Services LLC
- Regulatory AUM
- $4,808,161,332
- Registered advisors
- 108
- Offices
- 81
- Clients per advisor
- 61.3 (Moderate)
- Average AUM per client
- $725.9K (Low)
- High-net-worth client ratio
- 6.0% (Low)
Sowell Financial Services LLC: advisors, services and reported ETF investments
About
Patrick Randell Norfleet is a financial advisor at Sowell Management, operating as Sowell Financial Services LLC in Houston, TX. Reported securities licenses include Series 63 and Series 65. The latest record indicates 18 years of industry experience and 10 years of reported work history. Reported roles include Weaver and Tidwell, LLP, Weaver Family Office Services, LLC, Weaver Capital Advisors, LLC, Edward Jones, among others.
SEC disclosures list additional business and community activities: 1) Weaver And Tidwell: L; P.
Sowell Financial Services LLC's firm-level Form ADV reports 108 advisors across 81 offices; approximately 61.3 clients per advisor, average assets per client of $725,870, and regulatory AUM of $4.8B; client categories including Individuals (non-HNW), High net worth individuals, Pension and profit-sharing plans, Charitable organizations, Corporations or other businesses; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Selection of Other Advisers.
PortfolioFuture's firm-level 13F analysis covers $1.5B across 437 reported ETF positions for the 2026-06-30 reporting period. These are firm-level disclosures, not investments attributed to Patrick Randell Norfleet personally.
Reported ETF positions
Sowell Financial Services reports 437 ETF positions worth $1.5B on Form 13F; the largest are listed.
| Fund | Reported value |
|---|---|
| QQQ — Invesco QQQ Trust, Series 1 | $89.8M |
| SPY — SPDR S&P 500 ETF TRUST | $64.5M |
| IVV — iShares Core S&P 500 ETF | $59.6M |
| WLDR — Simplify Affinity World Leaders Equity ETF | $55.3M |
| QUAL — iShares MSCI USA Quality Factor ETF | $39M |
Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.
Noteworthy reported investments
Sowell Financial Services's strongest reported position on each research ranking. Institution-level evidence, not this advisor's or any client's holding.
| Ranking | Fund | Reported value | Percentile | Key figures |
|---|---|---|---|---|
| Similar Fund Ranking | DYNF — iShares U.S. Equity Factor Rotation Active ETF | $1.6M | Top 99.8% | Peer conviction 86.8% · Active return +4.88% |
| Addressable Market | DYNF — iShares U.S. Equity Factor Rotation Active ETF | $1.6M | Top 99.9% | Addressable AUM $14.9T · Peer conviction 86.8% |
| Residual Alpha | GMUB — Goldman Sachs Municipal Income ETF | $3.7M | Top 99.8% | Residual alpha +0.94% · Residual Sharpe 0.25 |
| Diversification Benefits | VBIL — Vanguard 0-3 Month Treasury Bill ETF | $4.3M | Top 99.7% | Replicability (R²) 20.7% · Residual Sharpe 2.33 |
Historical comparisons from the published research release formed 2026-10-02; not forecasts or recommendations. Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.
What this firm offers
Filed by Sowell Financial Services LLC on Form ADV.
Client services
- Financial Planning Services
- Individuals and Small Businesses
- Selection of Other Advisers
Fee options
- Percentage of Assets Under Management
- Hourly Charges
- Fixed Fees (Other Than Subscription)
Business and affiliations
- Broker-Dealer or Municipal Securities Dea
- Other Investment Adviser (Incl. Financial
- Accountant or Accounting Firm
- Lawyer or Law Firm
- Insurance Company or Agency
Location
4400 Post Oak Pkwy, Houston, TX 77027
2 advisors at this office.
Contact
The firm's filed contact details.
- Phone: 501-219-2434
- Website: xoadvisors.com
Official record
Are you Patrick Randell Norfleet?
Claim your profile to add your biography, services, expertise, client focus, investment approach and fees. Advisor-confirmed information is separate from public SEC records.