Paul Alotta

Financial advisor at Great Elm Capital Management, LLC · Charleston, SC

Last updated 2026-10-10

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Paul Alotta is a financial advisor at Great Elm Capital Management, LLC in Charleston, SC, CRD 1663195. Licenses and exams on the registration: Series 63, Series 66. IAPD registration began 2017-09-05.

Registration

CRD number
1663195
Registration status
Active
IAPD registration
2017-09-05
Industry Experience
9 years
Work Experience
12 years
States registered
MA

Licenses and exams

  • Series 63
  • Series 66

Work history

  • 2014-01 to 2017-09 · Landau, Arnold, Laufer · Babylon, NY
  • 2014-12 to 2017-08 · North Ridge Securities Corp · Melville, NY
  • 2017-09 to 2022-05 · Imperial Capital Asset Management, LLC · Stamford, CT
  • 2022-05 to Present · Great Elm Capital Management, Inc. · Waltham, MA

Current employment

SEC IAPD record for Paul Alotta

Great Elm Capital Management, LLC

Regulatory AUM
$346,129,524
Registered advisors
1
Offices
2
Average AUM per client
$115.4M (Moderate)
High-net-worth client ratio
0.0% (Low)

Great Elm Capital Management, LLC: advisors, services and reported ETF investments

About

Paul Alotta is a financial advisor at Great Elm Capital Management, LLC in Charleston, SC. Reported securities licenses include Series 63 and Series 66. The latest record indicates 9 years of industry experience and 12 years of reported work history.

Great Elm Capital Management, LLC's firm-level Form ADV reports 1 advisors across 2 offices; approximately 3.0 clients per advisor, average assets per client of $115,376,508, and regulatory AUM of $346.1M; client categories including Business development companies and Pooled investment vehicles; services including Portfolio Management: Investment Companies and Portfolio Management: Pooled Investment Vehicles.

What this firm offers

Filed by Great Elm Capital Management, LLC on Form ADV.

Client services

  • Investment Companies
  • Pooled Investment Vehicles

Fee options

  • Percentage of Assets Under Management
  • Performance-Based Fees
  • Other

Business and affiliations

  • Sponsor or GP of Pooled Investment Vehicl
  • Adviser to Any Private Fund

Location

295 Seven Farms Drive, Charleston, SC 29492

1 advisor at this office.

Great Elm Capital Management office in Charleston, SC

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Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

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