Paul Stack
Financial advisor at Steward Partners Investment Advisory, LLC
Last updated 2026-10-10
Claim your profilePaul Stack is a financial advisor at Steward Partners Investment Advisory, LLC, CRD 1977244. Licenses and exams on the registration: Series 63, Series 66. IAPD registration began 2021-07-23.
Registration
- CRD number
- 1977244
- Registration status
- Active
- IAPD registration
- 2021-07-23
- Industry Experience
- 5 years
- Work Experience
- 36 years
- States registered
- LA, NY
Licenses and exams
- Series 63
- Series 66
Work history
- 2021-07 to 2026-04 · Ameriprise Financial Services, LLC · Rochester, NY
- 1990-09 to 2021-06 · East Irondequoit Csd · Rochester, NY
- 2026-05 to Present · Steward Partners Global Advisory, LLC · Rochester, NY
- 2026-05 to Present · Steward Partners Investment Advisory, LLC · Rochester, NY
- 2026-05 to Present · Steward Partners Investment Solutions, LLC · Rochester, NY
Current employment
- Steward Partners Investment Advisory, LLC · Stamford, CT
Steward Partners Investment Advisory, LLC
- Regulatory AUM
- $36,731,387,293
- Registered advisors
- 481
- Offices
- 366
- Clients per advisor
- 88.9 (Moderate)
- Average AUM per client
- $859K (Low)
- High-net-worth client ratio
- 54.9% (High)
Steward Partners Investment Advisory, LLC: advisors, services and reported ETF investments
About
Paul Stack is a financial advisor at Steward Partners Investment Advisory, LLC. Reported securities licenses include Series 63 and Series 66. The latest record indicates 5 years of industry experience and 36 years of reported work history. Reported roles include Steward Partners Global Advisory, LLC, Steward Partners Investment Solutions, LLC, Ameriprise Financial Services, LLC, East Irondequoit Csd.
SEC disclosures list additional business and community activities: 1) Name Of Business: Stack Tax Service; City/state: Rochester: 3) name of business: east irondequoit csd; city/state: rochester, ny; activity type: education; positon/title: substitute teacher; investment-related: no; start date: 09/19/2022; hours per month devoted to this business: <4; hours per month devoted to this business during trading hours: <4: description of duties: oversee classroom and run the daily classwork and teachings while teacher is out; 4) name of business: cnmk operational support, llc; city/state: rochester, ny; activity type: advisory business; position/title: advisor: investment-related: no; start date: 07/01/2021; hours per month devoted to this business: <4; hours per month devoted to this business during trading hours: <4.
Steward Partners Investment Advisory, LLC's firm-level Form ADV reports 481 advisors across 366 offices; approximately 88.9 clients per advisor, average assets per client of $858,953, and regulatory AUM of $36.7B; client categories including Individuals (non-HNW), High net worth individuals, Pension and profit-sharing plans, Charitable organizations, State or municipal government entities, Corporations or other businesses; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Pension Consulting Services, Selection of Other Advisers, Other Advisory Service.
PortfolioFuture's firm-level 13F analysis covers $8.9B across 1,485 reported ETF positions for the 2026-06-30 reporting period. These are firm-level disclosures, not investments attributed to Paul Stack personally.
Reported ETF positions
Steward Partners Investment reports 1,485 ETF positions worth $8.9B on Form 13F; the largest are listed.
| Fund | Reported value |
|---|---|
| IVV — iShares Core S&P 500 ETF | $411.1M |
| VOO — Vanguard S&P 500 ETF | $326.2M |
| QQQ — Invesco QQQ Trust, Series 1 | $250.7M |
| AGG — iShares Core U.S. Aggregate Bond ETF | $249.9M |
| SPY — SPDR S&P 500 ETF TRUST | $244.2M |
Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.
Noteworthy reported investments
Steward Partners Investment's strongest reported position on each research ranking. Institution-level evidence, not this advisor's or any client's holding.
| Ranking | Fund | Reported value | Percentile | Key figures |
|---|---|---|---|---|
| Similar Fund Ranking | CGDV — Capital Group Dividend Value ETF | $16.5M | Top 99.9% | Peer conviction 86.4% · Active return +5.44% |
| Addressable Market | DYNF — iShares U.S. Equity Factor Rotation Active ETF | $51.9M | Top 99.9% | Addressable AUM $14.9T · Peer conviction 86.8% |
| Residual Alpha | TAFM — AB Tax-Aware Intermediate Municipal ETF | $18.6M | Top 99.9% | Residual alpha +0.74% · Residual Sharpe 0.17 |
| Diversification Benefits | TBIL — F/m US Treasury 3 Month Bill Fund | $28M | Top 99.4% | Replicability (R²) 37.1% · Residual Sharpe 2.51 |
Historical comparisons from the published research release formed 2026-10-02; not forecasts or recommendations. Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.
What this firm offers
Filed by Steward Partners Investment Advisory, LLC on Form ADV.
Client services
- Financial Planning Services
- Individuals and Small Businesses
- Pension Consulting Services
- Selection of Other Advisers
- Other Advisory Service
Fee options
- Percentage of Assets Under Management
- Hourly Charges
- Fixed Fees (Other Than Subscription)
Business and affiliations
- Broker-Dealer (Registered or Unregistered)
- Insurance Broker or Agent
- Broker-Dealer or Municipal Securities Dea
- Other Investment Adviser (Incl. Financial
- Insurance Company or Agency
Contact
The firm's filed contact details.
Official record
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