Peter B Smith

Financial advisor at Thrivent Investment Management Inc. · Minneapolis, MN

Last updated 2026-10-10

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Peter B Smith is a financial advisor at Thrivent Investment Management Inc. in Minneapolis, MN, CRD 7320745. Licenses and exams on the registration: Series 66. IAPD registration began 2026-01-22.

Registration

CRD number
7320745
Registration status
Active
IAPD registration
2026-01-22
Industry Experience
0 years
Work Experience
11 years
States registered
DC, OK, TX, UT

Licenses and exams

  • Series 66

Work history

  • 2021-04 to 2025-06 · Morgan Stanley · Sandy, UT
  • 2020-12 to 2021-04 · E*trade · Sandy, UT
  • 2019-11 to 2020-12 · Utah Higher Education Authority · Salt Lake City, UT
  • 2019-08 to 2019-11 · Rockwell Pointe · Bluffdale, UT
  • 2018-08 to 2019-08 · Security Service Federal Credit Union · Riverton, UT
  • 2018-05 to 2018-08 · Men's Warehouse · Orem, UT
  • 2018-01 to 2018-05 · Ruth Sulik Tutoring · Alpine, UT
  • 2017-10 to 2018-01 · Blade Hq · Lehi, UT
  • 2015-10 to 2017-10 · Church of Jesus Christ of Latter-Day Saints · Accra
  • 2025-11 to Present · Thrivent Investment Management Inc. · Minneapolis, MN
  • 2025-11 to Present · Thrivent Financial · Appleton, WI
  • 2025-06 to 2025-11 · Globe Life - Family Heritage Division · Sandy, UT

Current employment

SEC IAPD record for Peter B Smith

Thrivent Investment Management Inc.

Regulatory AUM
$20,769,867,010
Registered advisors
3,192
Offices
2,267
Clients per advisor
39.4 (Low)
Average AUM per client
$165.2K (Low)
High-net-worth client ratio
14.1% (Low)

Thrivent Investment Management Inc.: advisors, services and reported ETF investments

About

Peter B Smith is a financial advisor at Thrivent Investment Management Inc. in Minneapolis, MN. Reported securities licenses include Series 66. The latest record indicates less than 1 year of industry experience and 11 years of reported work history.

Thrivent Investment Management Inc.'s firm-level Form ADV reports 3,192 advisors across 2,267 offices; approximately 39.4 clients per advisor, average assets per client of $165,163, and regulatory AUM of $20.8B; client categories including Individuals (non-HNW), High net worth individuals, Pension and profit-sharing plans, Corporations or other businesses, and Other; services including Financial Planning Services and Portfolio Management: Individuals and Small Businesses.

What this firm offers

Filed by Thrivent Investment Management Inc. on Form ADV.

Client services

  • Financial Planning Services
  • Individuals and Small Businesses

Fee options

  • Percentage of Assets Under Management
  • Fixed Fees (Other Than Subscription)

Business and affiliations

  • Broker-Dealer (Registered or Unregistered)
  • Sells Non-Advisory Products or Services
  • Broker-Dealer or Municipal Securities Dea
  • Other Investment Adviser (Incl. Financial
  • Commodity Pool Operator or CTA
  • Banking or Thrift Institution
  • Trust Company
  • Insurance Company or Agency
  • Sponsor or GP of Pooled Investment Vehicl

Location

600 Portland Ave S, Minneapolis, MN 55415

528 advisors at this office.

Thrivent Investment Management office in Minneapolis, MN

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Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

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