Peter Roman

Financial advisor at Wells Fargo Advisors · New York, NY

Last updated 2026-10-10

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Peter Roman is a financial advisor at Wells Fargo Advisors in New York, NY, CRD 3182272. Licenses and exams on the registration: Series 66. First registered 2009-11-03.

Registration

CRD number
3182272
Registration status
Active
First registered
2009-11-03
Years of experience
16
States registered
NY, TX

Licenses and exams

  • Series 66

Work history

  • 2016-09 to 2021-02 · Raymond James & Associates, Inc. · New York, NY
  • 2021-02 to 2026-09 · Jpmorgan Chase Bank NA · New York, NY
  • 2021-02 to 2026-09 · Jpmorgan Securities LLC · New York, NY
  • 2026-09 to Present · Wells Fargo Advisors Financial Network, LLC · New York, NY

Current employment

SEC IAPD record for Peter Roman

Wells Fargo Advisors

Regulatory AUM
$252,251,271,984
Registered advisors
4,182
Offices
1,676
Clients per advisor
111.6 (Moderate)
Average AUM per client
$540.6K (Low)
High-net-worth client ratio
50.1% (High)

Wells Fargo Advisors: advisors, services and reported ETF investments

What this firm offers

Filed by Wells Fargo Advisors on Form ADV.

Client services

  • Financial Planning Services
  • Individuals and Small Businesses
  • Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Other Advisers
  • Other Advisory Service

Fee options

  • Percentage of Assets Under Management
  • Fixed Fees (Other Than Subscription)
  • Commissions

Business and affiliations

  • Broker-Dealer (Registered or Unregistered)
  • Other Financial Product Salesperson
  • Sells Non-Advisory Products or Services
  • Broker-Dealer or Municipal Securities Dea
  • Other Investment Adviser (Incl. Financial
  • Registered Security-Based Swap Dealer
  • Commodity Pool Operator or CTA
  • Futures Commission Merchant
  • Banking or Thrift Institution
  • Trust Company
  • Insurance Company or Agency
  • Pension Consultant
  • Sponsor or Syndicator of Limited Partners
  • Sponsor or GP of Pooled Investment Vehicl

Location

485 Madison Ave 6th Floor, New York, NY 10022

11 advisors at this office.

Wells Fargo Advisors office in New York, NY

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Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

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