Peter William Brock

Financial advisor at Integrity Alliance, Llc.

Last updated 2026-10-10

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Peter William Brock is a financial advisor at Integrity Alliance, Llc., CRD 5457095. Licenses and exams on the registration: Series 63, Series 65. IAPD registration began 2017-04-11.

Registration

CRD number
5457095
Registration status
Active
IAPD registration
2017-04-11
Industry Experience
9 years
Work Experience
15 years
States registered
IA, TX

Licenses and exams

  • Series 63
  • Series 65

Work history

  • 2011-02 to 2018-04 · Princor Financial Services Corporation · West Des Moines, IA
  • 2011-03 to Present · Brock Financial Services · West Des Moines, IA
  • 2011-03 to Present · Benefit Source Inc · West Des Moines, IA
  • 2018-04 to Present · Integrity Alliance, LLC · West Des Moines, IA

Current employment

SEC IAPD record for Peter William Brock

Integrity Alliance, Llc.

Regulatory AUM
$5,411,976,879
Registered advisors
353
Offices
268
Clients per advisor
30.8 (Low)
Average AUM per client
$497.2K (Low)
High-net-worth client ratio
9.9% (Low)

Integrity Alliance, Llc.: advisors, services and reported ETF investments

About

Peter William Brock is a financial advisor at Integrity Alliance, Llc.. Reported securities licenses include Series 63 and Series 65. The latest record indicates 9 years of industry experience and 15 years of reported work history. Reported roles include Brock Financial Services, Benefit Source Inc, Princor Financial Services Corporation.

SEC disclosures list additional business and community activities: Brock Financial Services; Fixed Insurance.

Integrity Alliance, Llc.'s firm-level Form ADV reports 353 advisors across 268 offices; approximately 30.8 clients per advisor, average assets per client of $497,196, and regulatory AUM of $5.4B; client categories including Individuals (non-HNW), High net worth individuals, Pension and profit-sharing plans, Charitable organizations, Corporations or other businesses; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Pension Consulting Services, Selection of Other Advisers, Publication of Periodicals or Newsletters.

PortfolioFuture's firm-level 13F analysis covers $2.2B across 422 reported ETF positions for the 2026-06-30 reporting period. These are firm-level disclosures, not investments attributed to Peter William Brock personally.

Reported ETF positions

Integrity Alliance reports 422 ETF positions worth $2.2B on Form 13F; the largest are listed.

Largest ETF positions reported by Integrity Alliance
FundReported value
IVV — iShares Core S&P 500 ETF$139.5M
SPYM — State Street SPDR Portfolio S&P 500 ETF$114.7M
DFAC — Dimensional U.S. Core Equity 2 ETF$109.1M
AGG — iShares Core U.S. Aggregate Bond ETF$76.7M
QQQ — Invesco QQQ Trust, Series 1$73.9M

Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.

What this firm offers

Filed by Integrity Alliance, Llc. on Form ADV.

Client services

  • Financial Planning Services
  • Individuals and Small Businesses
  • Pension Consulting Services
  • Selection of Other Advisers
  • Publication of Periodicals or Newsletters
  • Educational Seminars or Workshops

Fee options

  • Percentage of Assets Under Management
  • Hourly Charges
  • Fixed Fees (Other Than Subscription)

Business and affiliations

  • Broker-Dealer (Registered or Unregistered)
  • Insurance Broker or Agent
  • Sells Non-Advisory Products or Services
  • Broker-Dealer or Municipal Securities Dea
  • Other Investment Adviser (Incl. Financial
  • Lawyer or Law Firm
  • Insurance Company or Agency
  • Pension Consultant

Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

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