Phillip Michael Elder

Financial advisor at Lpl Enterprise, LLC · Sioux City, IA

Last updated 2026-10-10

Claim your profile

Phillip Michael Elder is a financial advisor at Lpl Enterprise, LLC in Sioux City, IA, CRD 1620374. Licenses and exams on the registration: Series 63, Series 65. IAPD registration began 2001-05-15.

Registration

CRD number
1620374
Registration status
Active
IAPD registration
2001-05-15
Industry Experience
25 years
Work Experience
39 years
States registered
IA, TX

Licenses and exams

  • Series 63
  • Series 65

Work history

  • 1986-12 to 2024-11 · Pruco Securities, Llc. · Sioux City, IA
  • 1986-12 to Present · Prudential Insurance Company of America · Sioux City, IA
  • 2024-11 to Present · Lpl Enterprise, LLC · Sioux City, IA

Current employment

SEC IAPD record for Phillip Michael Elder

Lpl Enterprise, LLC

Regulatory AUM
$24,939,385,373
Registered advisors
3,117
Offices
1,496
Clients per advisor
32.9 (Low)
Average AUM per client
$243.2K (Low)
High-net-worth client ratio
22.3% (Moderate)

Lpl Enterprise, LLC: advisors, services and reported ETF investments

About

Phillip Michael Elder is a financial advisor at Lpl Enterprise, LLC in Sioux City, IA. Reported securities licenses include Series 63 and Series 65. The latest record indicates 25 years of industry experience and 39 years of reported work history. Reported roles include Prudential Insurance Company of America, Pruco Securities, Llc..

SEC disclosures list additional business and community activities: 1: 11/14/2024 - phil elder agency - non-variable insurance - sergeant bluff, ia - inv rel - start date 08/30/2018 - 10hrs/mth 2; 11/14/2024 - phil elder insurance - non-variable insurance - sioux city, ia - inv rel - start date 03/01/2002 - 30hrs/mth 3.

Lpl Enterprise, LLC's firm-level Form ADV reports 3,117 advisors across 1,496 offices; approximately 32.9 clients per advisor, average assets per client of $243,162, and regulatory AUM of $24.9B; client categories including Individuals (non-HNW), High net worth individuals, Pension and profit-sharing plans, Charitable organizations, Corporations or other businesses; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Businesses or Institutional Clients, Educational Seminars or Workshops, Other Advisory Service.

What this firm offers

Filed by Lpl Enterprise, LLC on Form ADV.

Client services

  • Financial Planning Services
  • Individuals and Small Businesses
  • Businesses or Institutional Clients
  • Educational Seminars or Workshops
  • Other Advisory Service

Fee options

  • Percentage of Assets Under Management
  • Hourly Charges
  • Fixed Fees (Other Than Subscription)

Business and affiliations

  • Broker-Dealer (Registered or Unregistered)
  • Other Financial Product Salesperson
  • Engaged in Other Business
  • Sells Non-Advisory Products or Services
  • Broker-Dealer or Municipal Securities Dea
  • Other Investment Adviser (Incl. Financial
  • Banking or Thrift Institution
  • Insurance Company or Agency

Location

4300 S. Lakeport, Sioux City, IA 51106

4 advisors at this office.

Lpl Enterprise office in Sioux City, IA

Open in Google Maps

Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

Are you Phillip Michael Elder?

Claim your profile to add your biography, services, expertise, client focus, investment approach and fees. Advisor-confirmed information is separate from public SEC records.