Riyaben Patel

Financial advisor at J.P. Morgan Securities LLC · New York, NY

Last updated 2026-10-10

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Riyaben Patel is a financial advisor at J.P. Morgan Securities LLC in New York, NY, CRD 7993223. Licenses and exams on the registration: Series 66. IAPD registration began 2026-05-29.

Registration

CRD number
7993223
Registration status
Active
IAPD registration
2026-05-29
Industry Experience
0 years
Work Experience
10 years
States registered
NJ, NY, TX

Licenses and exams

  • Series 66

Work history

  • 2026-02 to Present · Jpmorgan Chase Bank, N.A. · Jersey City, NJ
  • 2026-02 to Present · J.P. Morgan Securities LLC · Jersey City, NJ
  • 2025-03 to 2026-01 · Unemployed · Edison, NJ
  • 2024-10 to 2025-02 · J.P. Morgan Securities LLC · Pasadena, CA
  • 2022-08 to 2025-02 · Jpmorgan Chase Bank, N.A. · Pasadena, CA
  • 2018-03 to 2023-02 · Wooding Route One LLC · Edison, NJ
  • 2018-03 to 2021-03 · Woodbridge Fox LLC · Edison, NJ
  • 2020-11 to 2021-01 · Medical Associates of Marlboro · Edison, NJ
  • 2018-03 to 2020-12 · Woodbridge Raritan LLC · Edison, NJ
  • 2018-12 to 2019-10 · Arvind Doshi, Md · Edison, NJ
  • 2019-02 to 2019-03 · Vineyard Lincoln LLC · Edison, NJ
  • 2017-09 to 2018-02 · Unemployed · Edison, NJ
  • 2017-07 to 2017-08 · Zara · Edison, NJ
  • 2016-12 to 2017-06 · Topgolf International, Inc. · Edison, NJ
  • 2016-01 to 2016-11 · Unemployed · Edison, NJ

Current employment

SEC IAPD record for Riyaben Patel

J.P. Morgan Securities LLC

Regulatory AUM
$429,694,491,042
Registered advisors
14,334
Offices
5,886
Clients per advisor
87.0 (Moderate)
Average AUM per client
$344.7K (Low)
High-net-worth client ratio
28.6% (Moderate)

J.P. Morgan Securities LLC: advisors, services and reported ETF investments

About

Riyaben Patel is a financial advisor at J.P. Morgan Securities LLC in New York, NY. Reported securities licenses include Series 66. The latest record indicates less than 1 year of industry experience and 10 years of reported work history. Reported roles include Jpmorgan Chase Bank, N.A., Unemployed, Wooding Route One LLC, Woodbridge Fox LLC, among others.

J.P. Morgan Securities LLC's firm-level Form ADV reports 14,334 advisors across 5,886 offices; approximately 87.0 clients per advisor, average assets per client of $344,680, and regulatory AUM of $429.7B; client categories including Individuals (non-HNW), High net worth individuals, Pension and profit-sharing plans, Charitable organizations, Insurance companies, Corporations or other businesses; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Businesses or Institutional Clients, Pension Consulting Services, Selection of Other Advisers.

What this firm offers

Filed by J.P. Morgan Securities LLC on Form ADV.

Client services

  • Financial Planning Services
  • Individuals and Small Businesses
  • Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Other Advisers

Fee options

  • Percentage of Assets Under Management
  • Other

Business and affiliations

  • Broker-Dealer (Registered or Unregistered)
  • Futures Commission Merchant
  • Insurance Broker or Agent
  • Registered Security-Based Swap Dealer
  • Sells Non-Advisory Products or Services
  • Broker-Dealer or Municipal Securities Dea
  • Other Investment Adviser (Incl. Financial
  • Registered Security-Based Swap Dealer
  • Commodity Pool Operator or CTA
  • Futures Commission Merchant
  • Banking or Thrift Institution
  • Trust Company
  • Insurance Company or Agency
  • Pension Consultant
  • Real Estate Broker or Dealer
  • Sponsor or Syndicator of Limited Partners
  • Sponsor or GP of Pooled Investment Vehicl

Location

277 Park Ave, Floors 3 & 36, New York, NY 10172

98 advisors at this office.

J.P. Morgan Securities office in New York, NY

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Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

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