Robert Cotter

Financial advisor at Northwestern Mutual Investment Services, LLC · Phoenix, AZ

Last updated 2026-10-10

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Robert Cotter is a financial advisor at Northwestern Mutual Investment Services, LLC in Phoenix, AZ, CRD 7692950. Licenses and exams on the registration: Series 66. IAPD registration began 2023-05-08.

Registration

CRD number
7692950
Registration status
Active
IAPD registration
2023-05-08
Industry Experience
3 years
Work Experience
11 years
States registered
AZ

Licenses and exams

  • Series 66

Work history

  • 2023-01 to 2024-02 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Chandler, AZ
  • 2022-08 to 2023-01 · My Home Group · Scottsdale, AZ
  • 2021-02 to 2022-08 · Homesmart · Scottsdale, AZ
  • 2020-12 to 2021-02 · My Home Group · Scottsdale, AZ
  • 2019-02 to 2021-01 · Allstate Insurance · Chandler, AZ
  • 2018-03 to 2019-02 · Prudential Insurance · Scottsdale, AZ
  • 2017-04 to 2018-03 · Drivetime Automotive Group, Inc · Mesa, AZ
  • 2015-04 to 2017-04 · Cash America, Inc · Chicago, IL
  • 2023-01 to 2024-02 · Bank of America, N.A. · Chandler, AZ
  • 2024-02 to 2024-10 · My Home Group · Scottsdale, AZ
  • 2024-10 to 2024-12 · Nexthome Prime Real Estate · Mesa, AZ
  • 2024-08 to 2025-02 · The Turf Cleaning Company / Can Be Fresh LLC · Queen Creek, AZ
  • 2025-05 to Present · Northwestern Mutual Investment Services LLC · Phoenix, AZ
  • 2025-02 to Present · Deshawn Chapman · Phoenix, AZ
  • 2025-06 to Present · Northwestern Mutual Wealth Management Company · Milwaukee, WI

Current employment

SEC IAPD record for Robert Cotter

Northwestern Mutual Investment Services, LLC

Registered advisors
2,020
Offices
645
Clients per advisor
0.0 (Low)
High-net-worth client ratio
0.0% (Low)

Northwestern Mutual Investment Services, LLC: advisors, services and reported ETF investments

About

Robert Cotter is a financial advisor at Northwestern Mutual Investment Services, LLC in Phoenix, AZ. Reported securities licenses include Series 66. The latest record indicates 3 years of industry experience and 11 years of reported work history.

Northwestern Mutual Investment Services, LLC's firm-level Form ADV reports 2,020 advisors across 645 offices; approximately 0.0 clients per advisor; client categories including Banking or thrift institutions; services including Other Advisory Service.

What this firm offers

Filed by Northwestern Mutual Investment Services, LLC on Form ADV.

Client services

  • Other Advisory Service

Fee options

  • Fixed Fees (Other Than Subscription)
  • Other

Business and affiliations

  • Broker-Dealer (Registered or Unregistered)
  • Insurance Broker or Agent
  • Sells Non-Advisory Products or Services
  • Broker-Dealer or Municipal Securities Dea
  • Other Investment Adviser (Incl. Financial
  • Commodity Pool Operator or CTA
  • Banking or Thrift Institution
  • Trust Company
  • Insurance Company or Agency
  • Sponsor or GP of Pooled Investment Vehicl

Location

2201 E Camelback Rd, Phoenix, AZ 85016

8 advisors at this office.

Northwestern Mutual office in Phoenix, AZ

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Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

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