Robert D Smith

Financial advisor at Charles Schwab & Co., Inc. · Phoenix, AZ

Last updated 2026-10-10

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Robert D Smith is a financial advisor at Charles Schwab & Co., Inc. in Phoenix, AZ, CRD 5846191. Licenses and exams on the registration: Series 66. IAPD registration began 2011-03-16.

Registration

CRD number
5846191
Registration status
Active
IAPD registration
2011-03-16
Industry Experience
15 years
Work Experience
10 years
States registered
AZ, CA

Licenses and exams

  • Series 66

Work history

  • 2016-05 to Present · Charles Schwab & Co., Inc. · Phoenix, AZ
  • 2016-05 to 2022-01 · Schwab Private Client Investment Advisory, Inc. · Phoenix, AZ
  • 2022-01 to Present · Charles Schwab Trust Bank · Phoenix, AZ

Current employment

SEC IAPD record for Robert D Smith

Charles Schwab & Co., Inc.

Registered advisors
6,791
Offices
867
Clients per advisor
0.0 (Low)

Charles Schwab & Co., Inc.: advisors, services and reported ETF investments

About

Robert D Smith is a financial advisor at Charles Schwab & Co., Inc. in Phoenix, AZ. Reported securities licenses include Series 66. The latest record indicates 15 years of industry experience and 10 years of reported work history.

Charles Schwab & Co., Inc.'s firm-level Form ADV reports 6,791 advisors across 867 offices; services including Financial Planning Services, Selection of Other Advisers, and Other Advisory Service.

What this firm offers

Filed by Charles Schwab & Co., Inc. on Form ADV.

Client services

  • Financial Planning Services
  • Selection of Other Advisers
  • Other Advisory Service

Fee options

  • Fixed Fees (Other Than Subscription)
  • Other

Business and affiliations

  • Broker-Dealer (Registered or Unregistered)
  • Insurance Broker or Agent
  • Sells Non-Advisory Products or Services
  • Broker-Dealer or Municipal Securities Dea
  • Other Investment Adviser (Incl. Financial
  • Commodity Pool Operator or CTA
  • Futures Commission Merchant
  • Banking or Thrift Institution
  • Trust Company
  • Insurance Company or Agency
  • Pension Consultant
  • Sponsor or GP of Pooled Investment Vehicl

Location

2423 E Lincoln Dr, Phoenix, AZ 85016-1215

448 advisors at this office.

Charles Schwab & office in Phoenix, AZ

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Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

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