Robert Marks
Financial advisor at Smallwood Wealth Investment Management, LLC · Red Bank, NJ
Last updated 2026-10-10
Claim your profileRobert Marks is a financial advisor at Smallwood Wealth Investment Management, LLC in Red Bank, NJ, CRD 6821354. Licenses and exams on the registration: Series 66. IAPD registration began 2022-05-23.
Registration
- CRD number
- 6821354
- Registration status
- Active
- IAPD registration
- 2022-05-23
- Industry Experience
- 4 years
- Work Experience
- 11 years
- States registered
- NJ, PA
Licenses and exams
- Series 66
Designations
- CFP®
Work history
- 2017-06 to 2017-08 · Smallwood Associates · Red Bank, NJ
- 2015-07 to 2017-06 · Student · Newark, DE
- 2017-08 to 2018-01 · Student · Newark, DE
- 2018-01 to 2018-01 · Smallwood Associates · Red Bank, NJ
- 2018-01 to 2018-06 · Student · Newark, DE
- 2018-06 to 2018-08 · Smallwood Associates · Red Bank, NJ
- 2018-08 to 2019-07 · Student · Newark, DE
- 2019-07 to Present · Smallwood Associates · Red Bank, NJ
- 2021-08 to Present · Smallwood Wealth Investment Management · Red Bank, NJ
- 2025-02 to Present · Regulus Financial Group, LLC · Kentwood, MI
Current employment
- Smallwood Wealth Management · Red Bank, NJ
Smallwood Wealth Investment Management, LLC
- Regulatory AUM
- $338,980,176
- Registered advisors
- 6
- Offices
- 1
- Clients per advisor
- 76.3 (Moderate)
- Average AUM per client
- $740.1K (Low)
- High-net-worth client ratio
- 24.0% (Moderate)
Smallwood Wealth Investment Management, LLC: advisors, services and reported ETF investments
About
Robert Marks is a CFP® financial advisor at Smallwood Wealth Management, operating as Smallwood Wealth Investment Management, LLC in Red Bank, NJ. Reported securities licenses include Series 66. The latest record indicates 4 years of industry experience and 11 years of reported work history.
Smallwood Wealth Investment Management, LLC's firm-level Form ADV reports 6 advisors across 1 offices; approximately 76.3 clients per advisor, average assets per client of $740,131, and regulatory AUM of $339M; client categories including Individuals (non-HNW), High net worth individuals, Pension and profit-sharing plans, Charitable organizations, and Corporations or other businesses; services including Financial Planning Services and Portfolio Management: Individuals and Small Businesses.
PortfolioFuture's firm-level 13F analysis covers $158.5M across 148 reported ETF positions for the 2026-06-30 reporting period. These are firm-level disclosures, not investments attributed to Robert Marks personally.
Reported ETF positions
Smallwood Wealth Investment reports 148 ETF positions worth $158.5M on Form 13F; the largest are listed.
| Fund | Reported value |
|---|---|
| ITOT — iShares Core S&P Total U.S. Stock Market ETF | $57.1M |
| VTI — Vanguard Morningstar Total Stock Market ETF | $11.2M |
| DBEF — Xtrackers MSCI EAFE Hedged Equity ETF | $11.1M |
| VOE — Vanguard Morningstar Mid-Cap Value ETF | $8.9M |
| FRDM — Freedom 100 Emerging Markets ETF | $8.5M |
Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.
Noteworthy reported investments
Smallwood Wealth Investment's strongest reported position on each research ranking. Institution-level evidence, not this advisor's or any client's holding.
| Ranking | Fund | Reported value | Percentile | Key figures |
|---|---|---|---|---|
| Similar Fund Ranking | CGDV — Capital Group Dividend Value ETF | $7M | Top 99.9% | Peer conviction 86.4% · Active return +5.44% |
| Addressable Market | CGDV — Capital Group Dividend Value ETF | $7M | Top 99.7% | Addressable AUM $8.7T · Peer conviction 86.4% |
| Residual Alpha | FESM — Fidelity Enhanced Small Cap Core ETF | $14.4K | Top 99.7% | Residual alpha +4.57% · Residual Sharpe 0.20 |
| Diversification Benefits | CIBR — First Trust NASDAQ Cybersecurity ETF | $34.6K | Top 96.0% | Replicability (R²) 66.9% · Residual Sharpe 0.12 |
Historical comparisons from the published research release formed 2026-10-02; not forecasts or recommendations. Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.
What this firm offers
Filed by Smallwood Wealth Investment Management, LLC on Form ADV.
Client services
- Financial Planning Services
- Individuals and Small Businesses
Fee options
- Percentage of Assets Under Management
- Fixed Fees (Other Than Subscription)
Location
199 Broad Street, Red Bank, NJ 07701
6 advisors at this office.
Contact
The firm's filed contact details.
Official record
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