Robert Patrick McCarthy Jr
Financial advisor at RBC Capital Markets, LLC · Raleigh, NC
Last updated 2026-10-10
Claim your profileRobert Patrick McCarthy Jr is a financial advisor at RBC Capital Markets, LLC in Raleigh, NC, CRD 2482834. Licenses and exams on the registration: Series 63, Series 65. IAPD registration began 2005-01-20.
Registration
- CRD number
- 2482834
- Registration status
- Active
- IAPD registration
- 2005-01-20
- Industry Experience
- 21 years
- Work Experience
- 18 years
- States registered
- NC, SC, TX
Licenses and exams
- Series 63
- Series 65
Work history
- 2008-03 to Present · RBC Capital Markets Corporation · Raleigh, NC
Current employment
- RBC Capital Markets, LLC · New York, NY
RBC Capital Markets, LLC
- Regulatory AUM
- $310,428,968,904
- Registered advisors
- 3,829
- Offices
- 1,773
- Clients per advisor
- 74.1 (Moderate)
- Average AUM per client
- $1.1M (Low)
- High-net-worth client ratio
- 4.3% (Low)
RBC Capital Markets, LLC: advisors, services and reported ETF investments
About
Robert Patrick McCarthy Jr is a financial advisor at RBC Capital Markets, LLC in Raleigh, NC. Reported securities licenses include Series 63 and Series 65. The latest record indicates 21 years of industry experience and 18 years of reported work history. Reported roles include RBC Capital Markets Corporation.
SEC disclosures list additional business and community activities: (1) Emily K Center (emily Kryzewski Family Life); Address: 904 W Chapel Hill Street.
RBC Capital Markets, LLC's firm-level Form ADV reports 3,829 advisors across 1,773 offices; approximately 74.1 clients per advisor, average assets per client of $1,093,406, and regulatory AUM of $310.4B; client categories including Individuals (non-HNW), High net worth individuals, Banking or thrift institutions, Pooled investment vehicles, Pension and profit-sharing plans, Charitable organizations; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Pooled Investment Vehicles, Portfolio Management: Businesses or Institutional Clients, Pension Consulting Services.
What this firm offers
Filed by RBC Capital Markets, LLC on Form ADV.
Client services
- Financial Planning Services
- Individuals and Small Businesses
- Pooled Investment Vehicles
- Businesses or Institutional Clients
- Pension Consulting Services
- Selection of Other Advisers
- Educational Seminars or Workshops
- Other Advisory Service
Fee options
- Percentage of Assets Under Management
- Fixed Fees (Other Than Subscription)
Business and affiliations
- Broker-Dealer (Registered or Unregistered)
- Futures Commission Merchant
- Insurance Broker or Agent
- Registered Municipal Advisor
- Registered Security-Based Swap Dealer
- Sells Non-Advisory Products or Services
- Broker-Dealer or Municipal Securities Dea
- Other Investment Adviser (Incl. Financial
- Registered Security-Based Swap Dealer
- Commodity Pool Operator or CTA
- Futures Commission Merchant
- Banking or Thrift Institution
- Trust Company
- Insurance Company or Agency
- Pension Consultant
- Sponsor or Syndicator of Limited Partners
- Sponsor or GP of Pooled Investment Vehicl
- Adviser to Any Private Fund
Location
3800 Glenwood Avenue, Raleigh, NC 27612
21 advisors at this office.
Contact
The firm's filed contact details.
- Phone: 212-858-7000
- Website: us.rbcwealthmanagement.com/columbus
Official record
Are you Robert Patrick McCarthy Jr?
Claim your profile to add your biography, services, expertise, client focus, investment approach and fees. Advisor-confirmed information is separate from public SEC records.