Robert W Lemon
Financial advisor at Wedbush Securities Inc
Last updated 2026-10-10
Claim your profileRobert W Lemon is a financial advisor at Wedbush Securities Inc, CRD 1868181. Licenses and exams on the registration: Series 65, Series 63. IAPD registration began 2026-08-06.
Registration
- CRD number
- 1868181
- Registration status
- Active
- IAPD registration
- 2026-08-06
- Industry Experience
- 0 years
- Work Experience
- 22 years
- States registered
- UT
Licenses and exams
- Series 65
- Series 63
Work history
- 2004-04 to Present · Brookstreet Securities Corporation · Irvine, CA
- 2007-07 to Present · Wedbush Securities Inc. · Los Angeles, CA
Current employment
- Wedbush Securities Inc. · Pasadena, CA
Wedbush Securities Inc
- Regulatory AUM
- $6,748,146,144
- Registered advisors
- 220
- Offices
- 97
- Clients per advisor
- 49.2 (Low)
- Average AUM per client
- $622.9K (Low)
- High-net-worth client ratio
- 29.0% (Moderate)
Wedbush Securities Inc: advisors, services and reported ETF investments
About
Robert W Lemon is a financial advisor at Wedbush Securities Inc.. Reported securities licenses include Series 65 and Series 63. The latest record indicates less than 1 year of industry experience and 22 years of reported work history. Reported roles include Brookstreet Securities Corporation.
Wedbush Securities Inc's firm-level Form ADV reports 220 advisors across 97 offices; approximately 49.2 clients per advisor, average assets per client of $622,925, and regulatory AUM of $6.7B; client categories including Individuals (non-HNW), High net worth individuals, Pooled investment vehicles, Charitable organizations, Corporations or other businesses, Other; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Businesses or Institutional Clients, Pension Consulting Services, Selection of Other Advisers.
PortfolioFuture's firm-level 13F analysis covers $1.4M across 451 reported ETF positions for the 2026-06-30 reporting period. These are firm-level disclosures, not investments attributed to Robert W Lemon personally.
Reported ETF positions
Wedbush Securities reports 451 ETF positions worth $1.4M on Form 13F; the largest are listed.
| Fund | Reported value |
|---|---|
| VOO — Vanguard S&P 500 ETF | $411.2K |
| QQQ — Invesco QQQ Trust, Series 1 | $88.7K |
| SPY — SPDR S&P 500 ETF TRUST | $42.8K |
| SGOV — iShares 0-3 Month Treasury Bond ETF | $32.8K |
| IVV — iShares Core S&P 500 ETF | $26.6K |
Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.
Noteworthy reported investments
Wedbush Securities's strongest reported position on each research ranking. Institution-level evidence, not this advisor's or any client's holding.
| Ranking | Fund | Reported value | Percentile | Key figures |
|---|---|---|---|---|
| Similar Fund Ranking | CGDV — Capital Group Dividend Value ETF | $17.5K | Top 99.9% | Peer conviction 86.4% · Active return +5.44% |
| Addressable Market | DYNF — iShares U.S. Equity Factor Rotation Active ETF | $3.9K | Top 99.9% | Addressable AUM $14.9T · Peer conviction 86.8% |
| Residual Alpha | CGMU — Capital Group Municipal Income ETF | $2.3K | Top 99.8% | Residual alpha +0.94% · Residual Sharpe 0.22 |
| Diversification Benefits | VBIL — Vanguard 0-3 Month Treasury Bill ETF | $3.7K | Top 99.7% | Replicability (R²) 20.7% · Residual Sharpe 2.33 |
Historical comparisons from the published research release formed 2026-10-02; not forecasts or recommendations. Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.
What this firm offers
Filed by Wedbush Securities Inc on Form ADV.
Client services
- Financial Planning Services
- Individuals and Small Businesses
- Businesses or Institutional Clients
- Pension Consulting Services
- Selection of Other Advisers
- Educational Seminars or Workshops
Fee options
- Percentage of Assets Under Management
- Fixed Fees (Other Than Subscription)
- Commissions
Business and affiliations
- Broker-Dealer (Registered or Unregistered)
- Futures Commission Merchant
- Insurance Broker or Agent
- Sells Non-Advisory Products or Services
- Broker-Dealer or Municipal Securities Dea
- Other Investment Adviser (Incl. Financial
- Registered Security-Based Swap Dealer
- Futures Commission Merchant
- Sponsor or GP of Pooled Investment Vehicl
Contact
The firm's filed contact details.
- Phone: 213-688-8000
- Website: wedbush.com
Official record
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