Ryan M Vaughn
Financial advisor at Raymond James Financial Services Advisors, Inc · Wakefield, RI
Last updated 2026-10-10
Claim your profileRyan M Vaughn is a financial advisor at Raymond James Financial Services Advisors, Inc in Wakefield, RI, CRD 6141024. Licenses and exams on the registration: Series 66. IAPD registration began 2013-02-20.
Registration
- CRD number
- 6141024
- Registration status
- Active
- IAPD registration
- 2013-02-20
- Industry Experience
- 13 years
- Work Experience
- 13 years
- States registered
- RI
Licenses and exams
- Series 66
Work history
- 2012-11 to 2018-06 · Merrill Lynch, Pierce, Fenner and Smith Incorporated · Providence, RI
- 2013-05 to 2018-06 · Bank of America, N.A. · Providence, RI
- 2018-06 to 2025-01 · Lpl Financial LLC · Wakefield, RI
- 2025-01 to Present · Raymond James Financial Services Advisors, Inc. · Wakefield, RI
- 2025-01 to Present · Raymond James Financial Services, Inc. · Wakefield, RI
Current employment
- Raymond James Financial Services Advisors, Inc · Saint Petersburg, FL
Raymond James Financial Services Advisors, Inc
- Regulatory AUM
- $390,042,864,529
- Registered advisors
- 6,739
- Offices
- 4,986
- Clients per advisor
- 75.4 (Moderate)
- Average AUM per client
- $767.1K (Low)
- High-net-worth client ratio
- 18.0% (Moderate)
Raymond James Financial Services Advisors, Inc: advisors, services and reported ETF investments
About
Ryan M Vaughn is a financial advisor at Raymond James Financial Services Advisors, Inc in Wakefield, RI. Reported securities licenses include Series 66. The latest record indicates 13 years of industry experience and 13 years of reported work history. Reported roles include Raymond James Financial Services, Inc., Lpl Financial LLC, Bank of America, N.A., Merrill Lynch, Pierce, Fenner and Smith Incorporated.
SEC disclosures list additional business and community activities: South County Financial Group Not Investment-Related Wakefield.
Raymond James Financial Services Advisors, Inc's firm-level Form ADV reports 6,739 advisors across 4,986 offices; approximately 75.4 clients per advisor, average assets per client of $767,138, and regulatory AUM of $390B; client categories including Individuals (non-HNW), High net worth individuals, Banking or thrift institutions, Pension and profit-sharing plans, Charitable organizations, State or municipal government entities; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Businesses or Institutional Clients, Pension Consulting Services, Selection of Other Advisers.
What this firm offers
Filed by Raymond James Financial Services Advisors, Inc on Form ADV.
Client services
- Financial Planning Services
- Individuals and Small Businesses
- Businesses or Institutional Clients
- Pension Consulting Services
- Selection of Other Advisers
- Educational Seminars or Workshops
- Other Advisory Service
Fee options
- Percentage of Assets Under Management
- Hourly Charges
- Fixed Fees (Other Than Subscription)
- Commissions
- Other
Business and affiliations
- Broker-Dealer or Municipal Securities Dea
- Other Investment Adviser (Incl. Financial
- Registered Municipal Advisor
- Banking or Thrift Institution
- Trust Company
- Insurance Company or Agency
- Pension Consultant
- Sponsor or Syndicator of Limited Partners
Location
36 S County Commons Way, Wakefield, RI 02879
1 advisor at this office.
Contact
The firm's filed contact details.
Official record
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