Ryan Michael Chase

Financial advisor at UBS Financial Services Inc. · Los Angeles, CA

Last updated 2026-10-10

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Ryan Michael Chase is a financial advisor at UBS Financial Services Inc. in Los Angeles, CA, CRD 5881943. Licenses and exams on the registration: Series 66. First registered 2013-11-22.

Registration

CRD number
5881943
Registration status
Active
First registered
2013-11-22
Years of experience
12
States registered
CA, TX

Licenses and exams

  • Series 66

Work history

  • 2016-03 to Present · UBS Financial Services Inc. · Los Angeles, CA

Current employment

SEC IAPD record for Ryan Michael Chase

UBS Financial Services Inc.

Regulatory AUM
$915,793,138,114
Registered advisors
9,369
Offices
2,657
Clients per advisor
122.2 (High)
Average AUM per client
$800.1K (Low)
High-net-worth client ratio
74.6% (High)

UBS Financial Services Inc.: advisors, services and reported ETF investments

What this firm offers

Filed by UBS Financial Services Inc. on Form ADV.

Client services

  • Financial Planning Services
  • Individuals and Small Businesses
  • Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Other Advisers
  • Publication of Periodicals or Newsletters
  • Security Ratings or Pricing Services
  • Educational Seminars or Workshops

Fee options

  • Percentage of Assets Under Management
  • Hourly Charges
  • Fixed Fees (Other Than Subscription)
  • Commissions
  • Other

Business and affiliations

  • Broker-Dealer (Registered or Unregistered)
  • Futures Commission Merchant
  • Insurance Broker or Agent
  • Sells Non-Advisory Products or Services
  • Broker-Dealer or Municipal Securities Dea
  • Other Investment Adviser (Incl. Financial
  • Registered Security-Based Swap Dealer
  • Commodity Pool Operator or CTA
  • Futures Commission Merchant
  • Banking or Thrift Institution
  • Trust Company
  • Insurance Company or Agency
  • Pension Consultant
  • Real Estate Broker or Dealer
  • Sponsor or Syndicator of Limited Partners
  • Sponsor or GP of Pooled Investment Vehicl

Location

2000 Avenue of the Stars, Los Angeles, CA 90067

182 advisors at this office.

UBS office in Los Angeles, CA

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Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

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