Ryan Roy

Financial advisor at Esi Financial Advisors

Last updated 2026-10-10

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Ryan Roy is a financial advisor at Esi Financial Advisors, CRD 7535865. Licenses and exams on the registration: Series 66. IAPD registration began 2026-07-30.

Registration

CRD number
7535865
Registration status
Active
IAPD registration
2026-07-30
Industry Experience
0 years
Work Experience
10 years
States registered
NY

Licenses and exams

  • Series 66

Work history

  • 2026-07 to Present · Equity Services, Inc. · Montpelier, VT
  • 2026-03 to Present · Razzano Law, PLLC · Albany, NY
  • 2021-09 to 2026-02 · Wise Financial LLC (equity Services, Inc. As Broker-Dealer) · Clifton Park, NY
  • 2016-07 to 2018-12 · Naif's Groceries, Inc. · Gloversville, NY
  • 2017-11 to 2018-06 · Buffalo Wild Wings, Inc. · Clifton Park & Camillus, NY
  • 2018-01 to 2019-12 · Syracuse University · Syracuse, NY
  • 2020-01 to 2021-08 · Unemployed · Gloversville, NY
  • 2016-07 to 2017-05 · Rensselaer Polytechnic Institute · Troy, NY

Current employment

SEC IAPD record for Ryan Roy

Esi Financial Advisors

Regulatory AUM
$2,777,353,969
Registered advisors
506
Offices
248
Clients per advisor
24.5 (Low)
Average AUM per client
$224.4K (Low)
High-net-worth client ratio
24.6% (Moderate)

Esi Financial Advisors: advisors, services and reported ETF investments

About

Ryan Roy is a financial advisor at Equity Services, Inc., operating as ESI Financial Advisors. Reported securities licenses include Series 66. The latest record indicates less than 1 year of industry experience and 10 years of reported work history.

ESI Financial Advisors' firm-level Form ADV reports 506 advisors across 248 offices; approximately 24.5 clients per advisor, average assets per client of $224,360, and regulatory AUM of $2.8B; client categories including Individuals (non-HNW), High net worth individuals, Pension and profit-sharing plans, Charitable organizations, and Corporations or other businesses; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Pension Consulting Services, Selection of Other Advisers, and Educational Seminars or Workshops.

What this firm offers

Filed by Esi Financial Advisors on Form ADV.

Client services

  • Financial Planning Services
  • Individuals and Small Businesses
  • Pension Consulting Services
  • Selection of Other Advisers
  • Educational Seminars or Workshops

Fee options

  • Percentage of Assets Under Management
  • Hourly Charges
  • Fixed Fees (Other Than Subscription)
  • Commissions

Business and affiliations

  • Broker-Dealer (Registered or Unregistered)
  • Insurance Broker or Agent
  • Sells Non-Advisory Products or Services
  • Other Investment Adviser (Incl. Financial
  • Accountant or Accounting Firm
  • Lawyer or Law Firm
  • Insurance Company or Agency

Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

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