Ryan Smith
Financial advisor at J.P. Morgan Securities LLC · Dallas, TX
Last updated 2026-10-10
Claim your profileRyan Smith is a financial advisor at J.P. Morgan Securities LLC in Dallas, TX, CRD 7149195. Licenses and exams on the registration: Series 63, Series 65. IAPD registration began 2021-01-01.
Registration
- CRD number
- 7149195
- Registration status
- Active
- IAPD registration
- 2021-01-01
- Industry Experience
- 5 years
- Work Experience
- 10 years
- States registered
- TX
Licenses and exams
- Series 63
- Series 65
Work history
- 2019-07 to 2020-06 · AXA Advisors, LLC · Dallas, TX
- 2016-08 to 2017-08 · Trinity University · San Antonio, TX
- 2018-05 to 2018-06 · Marshall Health · Hunington, WV
- 2017-08 to 2019-05 · University of Arkansas · Fayetteville, AR
- 2018-08 to 2019-07 · Stir Bar and Nightclub · Fayetteville, AR
- 2019-07 to 2020-07 · Equitable Advisors · Dallas, TX
- 2020-09 to 2021-09 · Raymond James Financial Services Inc. · Allen, TX
- 2020-09 to 2021-09 · Dawson Private Wealth · Allen, TX
- 2020-09 to 2021-09 · First Choice Financial Planning LLC · Allen, TX
- 2022-01 to Present · J.P. Morgan Securities LLC · Dallas, TX
- 2022-01 to Present · Jp Morgan Chase Bank, N.A. · Dallas, TX
- 2021-10 to 2021-12 · Unemployed · Dallas, TX
Current employment
- J.P. Morgan Securities LLC · New York, NY
J.P. Morgan Securities LLC
- Regulatory AUM
- $429,694,491,042
- Registered advisors
- 14,334
- Offices
- 5,886
- Clients per advisor
- 87.0 (Moderate)
- Average AUM per client
- $344.7K (Low)
- High-net-worth client ratio
- 28.6% (Moderate)
J.P. Morgan Securities LLC: advisors, services and reported ETF investments
About
Ryan Smith is a financial advisor at J.P. Morgan Securities LLC in Dallas, TX. Reported securities licenses include Series 63 and Series 65. The latest record indicates 5 years of industry experience and 10 years of reported work history.
J.P. Morgan Securities LLC's firm-level Form ADV reports 14,334 advisors across 5,886 offices; approximately 87.0 clients per advisor, average assets per client of $344,680, and regulatory AUM of $429.7B; client categories including Individuals (non-HNW), High net worth individuals, Pension and profit-sharing plans, Charitable organizations, Insurance companies, and Corporations or other businesses; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Businesses or Institutional Clients, Pension Consulting Services, and Selection of Other Advisers.
What this firm offers
Filed by J.P. Morgan Securities LLC on Form ADV.
Client services
- Financial Planning Services
- Individuals and Small Businesses
- Businesses or Institutional Clients
- Pension Consulting Services
- Selection of Other Advisers
Fee options
- Percentage of Assets Under Management
- Other
Business and affiliations
- Broker-Dealer (Registered or Unregistered)
- Futures Commission Merchant
- Insurance Broker or Agent
- Registered Security-Based Swap Dealer
- Sells Non-Advisory Products or Services
- Broker-Dealer or Municipal Securities Dea
- Other Investment Adviser (Incl. Financial
- Registered Security-Based Swap Dealer
- Commodity Pool Operator or CTA
- Futures Commission Merchant
- Banking or Thrift Institution
- Trust Company
- Insurance Company or Agency
- Pension Consultant
- Real Estate Broker or Dealer
- Sponsor or Syndicator of Limited Partners
- Sponsor or GP of Pooled Investment Vehicl
Location
6310 E. Mockingbird Lane, Dallas, TX 75214
5 advisors at this office.
Contact
The firm's filed contact details.
Official record
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