Samuel Britton Baldwin

Financial advisor at Osaic Wealth, Inc. · Sudbury, MA

Last updated 2026-10-10

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Samuel Britton Baldwin is a financial advisor at Osaic Wealth, Inc. in Sudbury, MA, CRD 4023974. Licenses and exams on the registration: Series 63, Series 65. IAPD registration began 2005-03-18.

Registration

CRD number
4023974
Registration status
Active
IAPD registration
2005-03-18
Industry Experience
21 years
Work Experience
21 years
States registered
CO, FL, MA, MD, NC, RI, TX

Licenses and exams

  • Series 63
  • Series 65

Designations

  • CFP®

Work history

  • 2005-02 to 2018-11 · Signator Investors, Inc. · Andover, MA
  • 2018-11 to Present · Osaic Wealth, Inc. · Sudbury, MA

Current employment

SEC IAPD record for Samuel Britton Baldwin

Osaic Wealth, Inc.

Regulatory AUM
$234,858,518,740
Registered advisors
8,060
Offices
4,720
Clients per advisor
71.4 (Moderate)
Average AUM per client
$408.1K (Low)
High-net-worth client ratio
9.6% (Low)

Osaic Wealth, Inc.: advisors, services and reported ETF investments

About

Samuel Britton Baldwin is a CFP® financial advisor at Osaic Wealth, Inc. in Sudbury, MA. Reported securities licenses include Series 63 and Series 65. The latest record indicates 21 years of industry experience and 21 years of reported work history. Reported roles include Signator Investors, Inc..

SEC disclosures list additional business and community activities: 1: 3; Offering feedback to pimco on advisor best practices.

Osaic Wealth, Inc.'s firm-level Form ADV reports 8,060 advisors across 4,720 offices; approximately 71.4 clients per advisor, average assets per client of $408,086, and regulatory AUM of $234.9B; client categories including Individuals (non-HNW), High net worth individuals, Banking or thrift institutions, Pooled investment vehicles, Pension and profit-sharing plans, Charitable organizations; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Businesses or Institutional Clients, Pension Consulting Services, Selection of Other Advisers.

What this firm offers

Filed by Osaic Wealth, Inc. on Form ADV.

Client services

  • Financial Planning Services
  • Individuals and Small Businesses
  • Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Other Advisers
  • Educational Seminars or Workshops

Fee options

  • Percentage of Assets Under Management
  • Hourly Charges
  • Fixed Fees (Other Than Subscription)

Business and affiliations

  • Broker-Dealer (Registered or Unregistered)
  • Insurance Broker or Agent
  • Sells Non-Advisory Products or Services
  • Broker-Dealer or Municipal Securities Dea
  • Other Investment Adviser (Incl. Financial
  • Trust Company
  • Insurance Company or Agency
  • Pension Consultant
  • Sponsor or GP of Pooled Investment Vehicl

Location

327 A Boston Post Rd, Sudbury, MA 01776

5 advisors at this office.

Osaic Wealth office in Sudbury, MA

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Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

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