Samuel Guardiola

Samuel Guardiola is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated. Reported securities licenses include Series 63 and Series 66. The latest record indicates 10 years of industry experience and 10 years of reported work history.

SEC disclosures list additional business and community activities: 1) Alumni Advisory Board To Campus Fraternity: Non-profit 501c-3, 0% ownership, commenced 12/2014, office is a 1 yr term, board member advise student colony and assist them in following organizations national by-laws, 5 hr/mo, 0 hr/mo during trading; I; 133498 For Profit Or Not For Profit: For-Profit Organization Name Of Outside Business Organization: Rental Property Investment Related: N Address Of Business: New Braunfels: She will rent the property beginning 10-1-20 through 2-28-2021; I; 889269: Rsos are provided by club members rather than outsourcing this responsibility; There is an incentive in discount toward membership dues if the minimum of four - 4 hour shifts are covered in 1 calendar year (i.

Merrill Lynch, Pierce, Fenner & Smith Incorporated's firm-level Form ADV reports 25,565 advisors across 5,327 offices; approximately 71.9 clients per advisor, average assets per client of $968,779, and regulatory AUM of $1.8T; client categories including Individuals (non-HNW), High net worth individuals, Pension and profit-sharing plans, Charitable organizations, Insurance companies, Corporations or other businesses; services including Portfolio Management: Individuals and Small Businesses, Portfolio Management: Businesses or Institutional Clients, Pension Consulting Services, Selection of Other Advisers, Educational Seminars or Workshops.