Shane M Workman
Financial advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated · Saint Petersburg, FL
Last updated 2026-10-10
Claim your profileShane M Workman is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Saint Petersburg, FL, CRD 5312628. Licenses and exams on the registration: Series 63, Series 65. IAPD registration began 2018-05-30.
Registration
- CRD number
- 5312628
- Registration status
- Active
- IAPD registration
- 2018-05-30
- Industry Experience
- 8 years
- Work Experience
- 10 years
- States registered
- FL, TX
Licenses and exams
- Series 63
- Series 65
Work history
- 2016-05 to 2019-08 · McClure Contracting · Saint Petersburg, FL
- 2018-03 to 2019-08 · Lpl Financial LLC · Saint Petersburg, FL
- 2018-05 to 2019-05 · Psi Advisors, LLC · Tampa, FL
- 2019-09 to 2021-04 · Transamerica Investors Securities Corporation · St. Petersburg, FL
- 2019-08 to 2021-04 · Transamerica Life Insurance Company · St. Petersburg, FL
- 2021-04 to Present · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Largo, FL
- 2021-04 to Present · Bank of America, N.A. · Largo, FL
Current employment
- Merrill Lynch, Pierce, Fenner & Smith Incorporated · New York, NY
Merrill Lynch, Pierce, Fenner & Smith Incorporated
- Regulatory AUM
- $1,781,568,171,479
- Registered advisors
- 25,565
- Offices
- 5,327
- Clients per advisor
- 71.9 (Moderate)
- Average AUM per client
- $968.8K (Low)
- High-net-worth client ratio
- 28.4% (Moderate)
Merrill Lynch, Pierce, Fenner & Smith Incorporated: advisors, services and reported ETF investments
About
Shane M Workman is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Saint Petersburg, FL. Reported securities licenses include Series 63 and Series 65. The latest record indicates 8 years of industry experience and 10 years of reported work history. Reported roles include Bank of America, N.A., Transamerica Investors Securities Corporation, Transamerica Life Insurance Company, Lpl Financial LLC, among others.
Merrill Lynch, Pierce, Fenner & Smith Incorporated's firm-level Form ADV reports 25,565 advisors across 5,327 offices; approximately 71.9 clients per advisor, average assets per client of $968,779, and regulatory AUM of $1.8T; client categories including Individuals (non-HNW), High net worth individuals, Pension and profit-sharing plans, Charitable organizations, Insurance companies, Corporations or other businesses; services including Portfolio Management: Individuals and Small Businesses, Portfolio Management: Businesses or Institutional Clients, Pension Consulting Services, Selection of Other Advisers, Educational Seminars or Workshops.
What this firm offers
Filed by Merrill Lynch, Pierce, Fenner & Smith Incorporated on Form ADV.
Client services
- Individuals and Small Businesses
- Businesses or Institutional Clients
- Pension Consulting Services
- Selection of Other Advisers
- Educational Seminars or Workshops
- Other Advisory Service
Fee options
- Percentage of Assets Under Management
- Fixed Fees (Other Than Subscription)
- Commissions
Business and affiliations
- Broker-Dealer (Registered or Unregistered)
- Insurance Broker or Agent
- Sells Non-Advisory Products or Services
- Broker-Dealer or Municipal Securities Dea
- Other Investment Adviser (Incl. Financial
- Registered Security-Based Swap Dealer
- Futures Commission Merchant
- Banking or Thrift Institution
- Trust Company
- Insurance Company or Agency
- Pension Consultant
- Real Estate Broker or Dealer
Location
1300 66th St N, Saint Petersburg, FL 33710
1 advisor at this office.
Contact
The firm's filed contact details.
Official record
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