Shane Michael Swanson
Financial advisor at Mutual of Omaha Investor Services, Inc.
Last updated 2026-10-10
Claim your profileShane Michael Swanson is a financial advisor at Mutual of Omaha Investor Services, Inc., CRD 2467204. Licenses and exams on the registration: Series 63. IAPD registration began 2008-05-02.
Registration
- CRD number
- 2467204
- Registration status
- Active
- IAPD registration
- 2008-05-02
- Industry Experience
- 18 years
- Work Experience
- 32 years
- States registered
- IL, MI
Licenses and exams
- Series 63
Designations
- CFP®
- Chartered Financial Consultant
Work history
- 1994-03 to 2017-12 · Nylife Securities LLC · Deerfield, IL
- 2008-05 to 2017-12 · Eagle Strategies LLC · Deerfield, IL
- 2012-09 to 2017-12 · New York Life Insurance Company · Deerfield, IL
- 2017-12 to 2018-04 · Unemployed · Chicago, IL
- 2018-04 to Present · Mutual of Omaha Investor Services · Rosemont, IL
- 2018-04 to 2023-08 · Mutual of Omaha Insurance Company · Rosemont, IL
- 2023-08 to Present · Mutual of Omaha · Rosemont, IL
Current employment
- Mutual of Omaha Investor Services, Inc. · Omaha, NE
Mutual of Omaha Investor Services, Inc.
- Regulatory AUM
- $32,035,685
- Registered advisors
- 280
- Offices
- 181
- Clients per advisor
- 25.1 (Low)
- Average AUM per client
- $4.6K (Low)
- High-net-worth client ratio
- 22.7% (Moderate)
Mutual of Omaha Investor Services, Inc.: advisors, services and reported ETF investments
About
Shane Michael Swanson is a CFP®, Chartered Financial Consultant financial advisor at Mutual of Omaha Investor Services, Inc.. Reported securities licenses include Series 63. The latest record indicates 18 years of industry experience and 32 years of reported work history. Reported roles include Mutual of Omaha, Mutual of Omaha Investor Services, Mutual of Omaha Insurance Company, Unemployed, among others.
SEC disclosures list additional business and community activities: Insurance Agent - Start Date 04/2018 - Non-Investment Related - Lines Of Business: Life: Less than 1/hr per week; Submit qualified forward/reverse mortgage leads to mutual of omaha mortgage when a customer indicates a potential need for these activities.
Mutual of Omaha Investor Services, Inc.'s firm-level Form ADV reports 280 advisors across 181 offices; approximately 25.1 clients per advisor, average assets per client of $4,560, and regulatory AUM of $32M; client categories including Individuals (non-HNW), High net worth individuals, Pension and profit-sharing plans, Charitable organizations, Corporations or other businesses; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Selection of Other Advisers.
What this firm offers
Filed by Mutual of Omaha Investor Services, Inc. on Form ADV.
Client services
- Financial Planning Services
- Individuals and Small Businesses
- Selection of Other Advisers
Fee options
- Percentage of Assets Under Management
- Hourly Charges
- Fixed Fees (Other Than Subscription)
- Other
Business and affiliations
- Broker-Dealer (Registered or Unregistered)
- Sells Non-Advisory Products or Services
- Insurance Company or Agency
Contact
The firm's filed contact details.
- Phone: 402-351-3102
- Website: mutualofomaha.com/INVESTMENTS
Official record
Are you Shane Michael Swanson?
Claim your profile to add your biography, services, expertise, client focus, investment approach and fees. Advisor-confirmed information is separate from public SEC records.