Simion Procopenco

Financial advisor at Lpl Financial LLC

Last updated 2026-10-10

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Simion Procopenco is a financial advisor at Lpl Financial LLC, CRD 7089138. Licenses and exams on the registration: Series 66. IAPD registration began 2022-08-30.

Registration

CRD number
7089138
Registration status
Active
IAPD registration
2022-08-30
Industry Experience
4 years
Work Experience
10 years
States registered
MA

Licenses and exams

  • Series 66

Work history

  • 2016-09 to 2019-03 · Cape Cod Five Cents Savings Bank · Orleans, MA
  • 2019-03 to 2025-04 · Cape Cod Five Cents Savings Bank · Orleans, MA
  • 2019-03 to 2025-04 · Infinex Investments, Inc. · Meriden, CT
  • 2025-04 to Present · Lpl Financial LLC · Plymouth, MA
  • 2025-04 to Present · Webster Bank · Plymouth, MA

Current employment

SEC IAPD record for Simion Procopenco

Lpl Financial LLC

Regulatory AUM
$819,117,829,825
Registered advisors
23,458
Offices
23,296
Clients per advisor
84.7 (Moderate)
Average AUM per client
$412.2K (Low)
High-net-worth client ratio
33.8% (Moderate)

Lpl Financial LLC: advisors, services and reported ETF investments

About

Simion Procopenco is a financial advisor at Lpl Financial LLC. Reported securities licenses include Series 66. The latest record indicates 4 years of industry experience and 10 years of reported work history.

Lpl Financial LLC's firm-level Form ADV reports 23,458 advisors across 23,296 offices; approximately 84.7 clients per advisor, average assets per client of $412,241, and regulatory AUM of $819.1B; client categories including Individuals (non-HNW), High net worth individuals, Pension and profit-sharing plans, Charitable organizations, State or municipal government entities, and Corporations or other businesses; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Businesses or Institutional Clients, Educational Seminars or Workshops, and Other Advisory Service.

PortfolioFuture's firm-level 13F analysis covers $318.3B across 1,914 reported ETF positions for the 2026-06-30 reporting period. These are firm-level disclosures, not investments attributed to Simion Procopenco personally.

Reported ETF positions

LPL Financial reports 1,914 ETF positions worth $318.3B on Form 13F; the largest are listed.

Largest ETF positions reported by LPL Financial
FundReported value
IVV — iShares Core S&P 500 ETF$11.1B
QQQ — Invesco QQQ Trust, Series 1$7.8B
SPY — SPDR S&P 500 ETF TRUST$7.4B
SPYM — State Street SPDR Portfolio S&P 500 ETF$5.6B
SPYG — State Street SPDR Portfolio S&P 500 Growth ETF$4.8B

Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.

What this firm offers

Filed by Lpl Financial LLC on Form ADV.

Client services

  • Financial Planning Services
  • Individuals and Small Businesses
  • Businesses or Institutional Clients
  • Educational Seminars or Workshops
  • Other Advisory Service

Fee options

  • Percentage of Assets Under Management
  • Hourly Charges
  • Fixed Fees (Other Than Subscription)

Business and affiliations

  • Broker-Dealer (Registered or Unregistered)
  • Other Financial Product Salesperson
  • Engaged in Other Business
  • Sells Non-Advisory Products or Services
  • Broker-Dealer or Municipal Securities Dea
  • Other Investment Adviser (Incl. Financial
  • Banking or Thrift Institution
  • Insurance Company or Agency

Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

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