Stephen Harper
Financial advisor at Osaic Wealth, Inc.
Last updated 2026-10-10
Claim your profileStephen Harper is a financial advisor at Osaic Wealth, Inc., CRD 7555317. Licenses and exams on the registration: Series 66. IAPD registration began 2025-08-27.
Registration
- CRD number
- 7555317
- Registration status
- Active
- IAPD registration
- 2025-08-27
- Industry Experience
- 1 year
- Work Experience
- 21 years
- States registered
- NY
Licenses and exams
- Series 66
Work history
- 2021-05 to 2021-08 · Esl Federal Credit Union · Rochester, NY
- 2018-08 to 2023-08 · Cedarville University, Houghton University, and Rit · Rochester, NY
- 2024-08 to Present · Family, Wealth & Legacy, Llc. · Rochester, NY
- 2023-09 to 2024-06 · Farm Credit East · Geneva, NY
- 2023-02 to 2023-02 · Taco Bell · Rochester, NY
- 2021-02 to 2022-03 · Houghton University · Houghton, NY
- 2005-09 to 2018-05 · Grade School · Rochester, NY
- 2025-03 to Present · Osaic Wealth, Inc · Rochester, NY
Current employment
- Osaic Wealth, Inc. · Scottsdale, AZ
Osaic Wealth, Inc.
- Regulatory AUM
- $234,858,518,740
- Registered advisors
- 8,060
- Offices
- 4,720
- Clients per advisor
- 71.4 (Moderate)
- Average AUM per client
- $408.1K (Low)
- High-net-worth client ratio
- 9.6% (Low)
Osaic Wealth, Inc.: advisors, services and reported ETF investments
About
Stephen Harper is a financial advisor at Osaic Wealth, Inc.. Reported securities licenses include Series 66. The latest record indicates 1 year of industry experience and 21 years of reported work history. Reported roles include Family, Wealth & Legacy, Llc., Farm Credit East, Cedarville University, Houghton University, and Rit, Taco Bell, among others.
Osaic Wealth, Inc.'s firm-level Form ADV reports 8,060 advisors across 4,720 offices; approximately 71.4 clients per advisor, average assets per client of $408,086, and regulatory AUM of $234.9B; client categories including Individuals (non-HNW), High net worth individuals, Banking or thrift institutions, Pooled investment vehicles, Pension and profit-sharing plans, Charitable organizations; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Businesses or Institutional Clients, Pension Consulting Services, Selection of Other Advisers.
What this firm offers
Filed by Osaic Wealth, Inc. on Form ADV.
Client services
- Financial Planning Services
- Individuals and Small Businesses
- Businesses or Institutional Clients
- Pension Consulting Services
- Selection of Other Advisers
- Educational Seminars or Workshops
Fee options
- Percentage of Assets Under Management
- Hourly Charges
- Fixed Fees (Other Than Subscription)
Business and affiliations
- Broker-Dealer (Registered or Unregistered)
- Insurance Broker or Agent
- Sells Non-Advisory Products or Services
- Broker-Dealer or Municipal Securities Dea
- Other Investment Adviser (Incl. Financial
- Trust Company
- Insurance Company or Agency
- Pension Consultant
- Sponsor or GP of Pooled Investment Vehicl
Contact
The firm's filed contact details.
Official record
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