Stephen Maxwell Lambert
Financial advisor at Investment Management & Planning LLC · Greenville, DE
Last updated 2026-10-10
Claim your profileStephen Maxwell Lambert is a financial advisor at Investment Management & Planning LLC in Greenville, DE, CRD 8267810. Licenses and exams on the registration: Series 66. IAPD registration began 2026-06-30.
Registration
- CRD number
- 8267810
- Registration status
- Active
- IAPD registration
- 2026-06-30
- Industry Experience
- 0 years
- Work Experience
- 10 years
- States registered
- DE
Licenses and exams
- Series 66
Work history
- 2015-11 to 2026-07 · Indeed, Inc. · Stamford, CT
- 2026-05 to Present · Lpl Financial · Greenville, DE
- 2026-06 to Present · Investment Management & Planning LLC · Greenville, DE
Current employment
- Investment Management & Planning LLC · Greenville, DE
Investment Management & Planning LLC
- Regulatory AUM
- $238,848,448
- Registered advisors
- 4
- Offices
- 3
- Average AUM per client
- $467.4K (Low)
- High-net-worth client ratio
- 61.4% (High)
Investment Management & Planning LLC: advisors, services and reported ETF investments
About
Stephen Maxwell Lambert is a financial advisor at Investment Management & Planning LLC in Greenville, DE. Reported securities licenses include Series 66. The latest record indicates less than 1 year of industry experience and 10 years of reported work history. Reported roles include Lpl Financial, Indeed, Inc..
SEC disclosures list additional business and community activities: 1) 05/08/2026; Archer Mcbride Home Buyers Llc; Business Entity For Tax/investment Purposes Only; Investment Related; At Reported Business Location(s); Start Date 12/27/2021; 0hrs/mth; 0hrs During Trading 2) 06/30/2026; (hybrid) Investment Management & Planning: I started this business activity in 6/2026; I expect to spend approximately 160 hours per month on this activity.
Investment Management & Planning LLC's firm-level Form ADV reports 4 advisors across 3 offices; approximately 127.8 clients per advisor, average assets per client of $467,414, and regulatory AUM of $238.8M; client categories including Individuals (non-HNW), High net worth individuals, Pension and profit-sharing plans, Corporations or other businesses; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses.
What this firm offers
Filed by Investment Management & Planning LLC on Form ADV.
Client services
- Financial Planning Services
- Individuals and Small Businesses
Fee options
- Percentage of Assets Under Management
- Hourly Charges
Business and affiliations
- Insurance Broker or Agent
Location
20 Montchanin Road, Greenville, DE 19807
4 advisors at this office.
Contact
The firm's filed contact details.
- Phone: 302-654-5449
- Website: imandp.com
Official record
Are you Stephen Maxwell Lambert?
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