Stephen Patrick Richard
Financial advisor at W&S Brokerage Services, Inc. · Jacksonville, FL
Last updated 2026-10-10
Claim your profileStephen Patrick Richard is a financial advisor at W&S Brokerage Services, Inc. in Jacksonville, FL, CRD 7368622. Licenses and exams on the registration: Series 65. IAPD registration began 2026-01-07.
Registration
- CRD number
- 7368622
- Registration status
- Active
- IAPD registration
- 2026-01-07
- Industry Experience
- 0 years
- Work Experience
- 13 years
- States registered
- FL
Licenses and exams
- Series 65
Work history
- 2021-04 to Present · W&S Brokerage · Cincinatti, OH
- 2021-03 to Present · Western Southern Life · Jacksonville, FL
- 2019-05 to 2021-03 · Vip Kid Online Education · Middleburg, FL
- 2019-02 to 2021-03 · Kelly Educational Staffing · Orange Park, FL
- 2017-10 to 2019-01 · Easy Towing · Jacksonville, FL
- 2013-07 to 2019-12 · National Agents Alliance · Burlington, NC
Current employment
- W&S Brokerage Services, Inc. · Cincinnati, OH
W&S Brokerage Services, Inc.
- Regulatory AUM
- $257,179,879
- Registered advisors
- 103
- Offices
- 57
- Clients per advisor
- 7.5 (Low)
- Average AUM per client
- $333.1K (Low)
- High-net-worth client ratio
- 0.0% (Low)
W&S Brokerage Services, Inc.: advisors, services and reported ETF investments
About
Stephen Patrick Richard is a financial advisor at W&S Brokerage Services, Inc. in Jacksonville, FL. Reported securities licenses include Series 65. The latest record indicates less than 1 year of industry experience and 13 years of reported work history. Reported roles include W&S Brokerage, Western Southern Life, Vip Kid Online Education, Kelly Educational Staffing, among others.
SEC disclosures list additional business and community activities: Western And Southern Life - No - Jacksonville.
W&S Brokerage Services, Inc.'s firm-level Form ADV reports 103 advisors across 57 offices; approximately 7.5 clients per advisor, average assets per client of $333,135, and regulatory AUM of $257.2M; client categories including Individuals (non-HNW); services including Portfolio Management: Individuals and Small Businesses, Selection of Other Advisers.
What this firm offers
Filed by W&S Brokerage Services, Inc. on Form ADV.
Client services
- Individuals and Small Businesses
- Selection of Other Advisers
Fee options
- Percentage of Assets Under Management
Business and affiliations
- Broker-Dealer (Registered or Unregistered)
- Insurance Broker or Agent
- Sells Non-Advisory Products or Services
- Broker-Dealer or Municipal Securities Dea
- Other Investment Adviser (Incl. Financial
- Commodity Pool Operator or CTA
- Insurance Company or Agency
- Sponsor or Syndicator of Limited Partners
- Sponsor or GP of Pooled Investment Vehicl
Location
10151 Deerwood Park Blvd Bld 300 Ste 330, Jacksonville, FL 32256-0566
2 advisors at this office.
Contact
The firm's filed contact details.
- Phone: 800-257-2135
Official record
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