Steven Guzman

Financial advisor at Guzman Wealth Management · Austin, TX

Last updated 2026-10-10

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Steven Guzman is a financial advisor at Guzman Wealth Management in Austin, TX, CRD 5551845. Licenses and exams on the registration: Series 63, Series 65. IAPD registration began 2014-01-23.

Registration

CRD number
5551845
Registration status
Active
IAPD registration
2014-01-23
Industry Experience
12 years
Work Experience
16 years
States registered
TX

Licenses and exams

  • Series 63
  • Series 65

Work history

  • 2010-06 to Present · Scg Financial Services, LLC · Austin, TX
  • 2012-11 to 2019-07 · Ameritas Investment Corp. · Lincoln, NE
  • 2011-04 to 2018-08 · Security National Mortgage Corp. · Austin, TX
  • 2015-04 to Present · Ameritas Life Insurance Corp · Lincoln, NE
  • 2015-05 to Present · Mortgage Lending Solutions · Austin, TX
  • 2015-05 to Present · Scg Financial Services, LLC Dba Guzmã¡n Wealth Management · Austin, TX

Current employment

  • Guzman Wealth Management · Austin, TX

SEC IAPD record for Steven Guzman

About

Steven Guzman is a financial advisor at Guzman Wealth Management in Austin, TX. Reported securities licenses include Series 63 and Series 65. The latest record indicates 12 years of industry experience and 16 years of reported work history. Reported roles include Mortgage Lending Solutions, Scg Financial Services, LLC Dba Guzmã¡n Wealth Management, Ameritas Life Insurance Corp, Scg Financial Services, LLC, among others.

SEC disclosures list additional business and community activities: Licensed As An Independent Insurance Agent To Sell Fixed Insurance Products; Scg Financial Services; Scg Financial Services; Mortgage Lending Solutions; Same As Branch; Non-Inv Rel; Mortgage Lending For Home Loans; Loan Officer; Start Date=05/2015; Hrs/mo=48; Trading Hrs/mo=48; Origination Of Home Loans For Buyers Seeking A Mortgage Loan; Nimbul.

Location

108 Wild Basin Rd S, Austin, TX 78746

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Official record

View the official SEC IAPD record

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