Steven Michael Roy
Financial advisor at Caitlin John, LLC · Brighton, MI
Last updated 2026-10-10
Claim your profileSteven Michael Roy is a financial advisor at Caitlin John, LLC in Brighton, MI, CRD 4601095. Licenses and exams on the registration: Series 63, Series 65. IAPD registration began 2011-02-09.
Registration
- CRD number
- 4601095
- Registration status
- Active
- IAPD registration
- 2011-02-09
- Industry Experience
- 15 years
- Work Experience
- 25 years
- States registered
- FL, MI
Licenses and exams
- Series 63
- Series 65
Work history
- 2000-12 to 2021-12 · Roy, Noye & Warren Cpa, P.C. · Flint, MI
- 2012-01 to 2025-12 · Swartz Ambulance Service, Inc · Flint, MI
- 2016-08 to Present · Caitlin John, Llc. · Brighton, MI
- 2022-01 to 2024-12 · Cornerstone Real Estate of Southwest Florida · Venice, FL
- 2007-07 to 2025-12 · Monthly Shoppers Inc. · Grand Blanc, MI
- 2016-08 to Present · Independent Insurance Agent · Longboat Key, MI
Current employment
- Simplyria Advisor Network · Brighton, MI
Caitlin John, LLC
- Regulatory AUM
- $214,892,486
- Registered advisors
- 24
- Offices
- 19
- Clients per advisor
- 25.1 (Low)
- Average AUM per client
- $357K (Low)
- High-net-worth client ratio
- 7.6% (Low)
Caitlin John, LLC: advisors, services and reported ETF investments
About
Steven Michael Roy is a financial advisor at Simplyria Advisor Network, operating as Caitlin John, LLC in Brighton, MI. Reported securities licenses include Series 63 and Series 65. The latest record indicates 15 years of industry experience and 25 years of reported work history. Reported roles include Caitlin John, Llc., Independent Insurance Agent, Swartz Ambulance Service, Inc, Monthly Shoppers Inc., among others.
SEC disclosures list additional business and community activities: Independent Insurance Agent; Investment Related; 2045 Gulf Of Mexico Dr: , unit 405, longboat key, fl 34228; fixed business sales; insurance producer; agent: started 08/2016; 1 hour per month; 1 hour during trading hours; insurance product sales, annuities and life insurance strategies.
Caitlin John, LLC's firm-level Form ADV reports 24 advisors across 19 offices; approximately 25.1 clients per advisor, average assets per client of $356,964, and regulatory AUM of $214.9M; client categories including Individuals (non-HNW), High net worth individuals, Pension and profit-sharing plans, Corporations or other businesses; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Pension Consulting Services, Selection of Other Advisers, Educational Seminars or Workshops.
PortfolioFuture's firm-level 13F analysis covers $91.6M across 283 reported ETF positions for the 2026-06-30 reporting period. These are firm-level disclosures, not investments attributed to Steven Michael Roy personally.
Reported ETF positions
Caitlin John reports 283 ETF positions worth $91.6M on Form 13F; the largest are listed.
| Fund | Reported value |
|---|---|
| BIL — State Street SPDR Bloomberg 1-3 Month T-Bill ETF | $12M |
| VTI — Vanguard Morningstar Total Stock Market ETF | $3.4M |
| SPYM — State Street SPDR Portfolio S&P 500 ETF | $3.1M |
| VEU — Vanguard FTSE All World Ex US ETF | $2.9M |
| SPY — SPDR S&P 500 ETF TRUST | $2.9M |
Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.
Noteworthy reported investments
Caitlin John's strongest reported position on each research ranking. Institution-level evidence, not this advisor's or any client's holding.
| Ranking | Fund | Reported value | Percentile | Key figures |
|---|---|---|---|---|
| Similar Fund Ranking | CGDV — Capital Group Dividend Value ETF | $123.2K | Top 99.9% | Peer conviction 86.4% · Active return +5.44% |
| Addressable Market | MGC — Vanguard Morningstar Mega Cap ETF | $634.5K | Top 99.7% | Addressable AUM $12.8T · Peer conviction 79.0% |
| Residual Alpha | FNDX — Schwab Fundamental U.S. Large Company ETF | $185.4K | Top 99.5% | Residual alpha +2.49% · Residual Sharpe 0.14 |
| Diversification Benefits | DRAM — Roundhill Memory ETF | $20.3K | Top 98.6% | Replicability (R²) 43.0% · Residual Sharpe 0.27 |
Historical comparisons from the published research release formed 2026-10-02; not forecasts or recommendations. Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.
What this firm offers
Filed by Caitlin John, LLC on Form ADV.
Client services
- Financial Planning Services
- Individuals and Small Businesses
- Pension Consulting Services
- Selection of Other Advisers
- Educational Seminars or Workshops
Fee options
- Percentage of Assets Under Management
- Hourly Charges
- Fixed Fees (Other Than Subscription)
Business and affiliations
- Other Investment Adviser (Incl. Financial
- Insurance Company or Agency
Location
1024 E. Grand River Ave, Brighton, MI 48116
24 advisors at this office.
Contact
The firm's filed contact details.
- Phone: 810-355-1325
- Website: simplyria.com/advisor-network
Official record
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