Steven Robert Cook

Financial advisor at United Planners' Financial Services of America A Limited Partner

Last updated 2026-10-10

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Steven Robert Cook is a financial advisor at United Planners' Financial Services of America A Limited Partner, CRD 725084. Licenses and exams on the registration: Series 63, Series 65. IAPD registration began 2007-07-12.

Registration

CRD number
725084
Registration status
Active
IAPD registration
2007-07-12
Industry Experience
19 years
Work Experience
51 years
States registered
AZ

Licenses and exams

  • Series 63
  • Series 65

Work history

  • 1989-05 to 2025-09 · Cue Financial Group, Inc. · Phoenix, AZ
  • 2009-08 to 2016-12 · Foothill Securities, Inc. · Phoenix, AZ
  • 2016-12 to 2024-06 · Securities America, Inc. · Phoenix, AZ
  • 2018-04 to 2025-09 · Pfg Advisors, LLC · Phoenix, AZ
  • 2024-06 to 2025-09 · Osaic Wealth, Inc. · Phoenix, AZ
  • 2025-09 to Present · United Planners · Scottsdale, AZ
  • 1975-05 to Present · Steven Cook · Glendale, AZ

Current employment

SEC IAPD record for Steven Robert Cook

United Planners' Financial Services of America A Limited Partner

Regulatory AUM
$12,770,766,549
Registered advisors
359
Offices
253
Clients per advisor
84.6 (Moderate)
Average AUM per client
$420.5K (Low)
High-net-worth client ratio
16.1% (Moderate)

United Planners' Financial Services of America A Limited Partner: advisors, services and reported ETF investments

About

Steven Robert Cook is a financial advisor at United Planners' Financial Services of America A Limited Partner. Reported securities licenses include Series 63 and Series 65. The latest record indicates 19 years of industry experience and 51 years of reported work history. Reported roles include United Planners, Steven Cook, Osaic Wealth, Inc., Pfg Advisors, LLC, among others.

SEC disclosures list additional business and community activities: 1: ) sparrow financial - managing partner - dba name for marketing purposes only - glendale, az - since 09/2025 - investment related 2; ) steven cook - partner - non-variable insurance - glendale, az - since 5/1975 - investment related.

United Planners' Financial Services of America A Limited Partner's firm-level Form ADV reports 359 advisors across 253 offices; approximately 84.6 clients per advisor, average assets per client of $420,520, and regulatory AUM of $12.8B; client categories including Individuals (non-HNW), High net worth individuals, Pension and profit-sharing plans, Charitable organizations, Corporations or other businesses; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Pension Consulting Services, Selection of Other Advisers.

What this firm offers

Filed by United Planners' Financial Services of America A Limited Partner on Form ADV.

Client services

  • Financial Planning Services
  • Individuals and Small Businesses
  • Pension Consulting Services
  • Selection of Other Advisers

Fee options

  • Percentage of Assets Under Management
  • Hourly Charges
  • Fixed Fees (Other Than Subscription)
  • Commissions

Business and affiliations

  • Broker-Dealer (Registered or Unregistered)
  • Insurance Broker or Agent
  • Sells Non-Advisory Products or Services
  • Insurance Company or Agency

Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

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