Stuart Blumenthal
Financial advisor at Nuveen Asset Management, LLC · Chicago, IL
Last updated 2026-10-10
Claim your profileStuart Blumenthal is a financial advisor at Nuveen Asset Management, LLC in Chicago, IL, CRD 5123289. Licenses and exams on the registration: Series 66. IAPD registration began 2007-08-09.
Registration
- CRD number
- 5123289
- Registration status
- Active
- IAPD registration
- 2007-08-09
- Industry Experience
- 19 years
- Work Experience
- 14 years
- States registered
- IL
Licenses and exams
- Series 66
Work history
- 2012-03 to Present · Nuveen Securities, LLC · Lancaster, PA
- 2012-03 to Present · Nuveen Asset Management, LLC · Chicago, IL
Current employment
- Nuveen Asset Management, LLC · Chicago, IL
Nuveen Asset Management, LLC
- Regulatory AUM
- $280,484,645,970
- Registered advisors
- 256
- Offices
- 7
- Clients per advisor
- 254.9 (High)
- Average AUM per client
- $4.3M (Moderate)
- High-net-worth client ratio
- 21.2% (Moderate)
Nuveen Asset Management, LLC: advisors, services and reported ETF investments
About
Stuart Blumenthal is a financial advisor at Nuveen Asset Management, LLC in Chicago, IL. Reported securities licenses include Series 66. The latest record indicates 19 years of industry experience and 14 years of reported work history.
Nuveen Asset Management, LLC's firm-level Form ADV reports 256 advisors across 7 offices; approximately 254.9 clients per advisor, average assets per client of $4,298,088, and regulatory AUM of $280.5B; client categories including Individuals (non-HNW), High net worth individuals, Banking or thrift institutions, Investment companies, Pooled investment vehicles, and Pension and profit-sharing plans; services including Portfolio Management: Individuals and Small Businesses, Portfolio Management: Investment Companies, Portfolio Management: Pooled Investment Vehicles, Portfolio Management: Businesses or Institutional Clients, and Pension Consulting Services.
What this firm offers
Filed by Nuveen Asset Management, LLC on Form ADV.
Client services
- Individuals and Small Businesses
- Investment Companies
- Pooled Investment Vehicles
- Businesses or Institutional Clients
- Pension Consulting Services
- Selection of Other Advisers
- Other Advisory Service
Fee options
- Percentage of Assets Under Management
- Fixed Fees (Other Than Subscription)
- Performance-Based Fees
Business and affiliations
- Commodity Pool Operator or Trading Advisor
- Broker-Dealer or Municipal Securities Dea
- Other Investment Adviser (Incl. Financial
- Registered Municipal Advisor
- Commodity Pool Operator or CTA
- Banking or Thrift Institution
- Insurance Company or Agency
- Pension Consultant
- Real Estate Broker or Dealer
- Sponsor or Syndicator of Limited Partners
- Sponsor or GP of Pooled Investment Vehicl
- Adviser to Any Private Fund
Location
333 West Wacker Drive, Chicago, IL 60606
240 advisors at this office.
Contact
The firm's filed contact details.
Official record
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