Tara Davis
Financial advisor at Rise Private Wealth Management · Auburn, ME
Last updated 2026-10-10
Claim your profileTara Davis is a financial advisor at Rise Private Wealth Management in Auburn, ME, CRD 5452181. Licenses and exams on the registration: Series 63, Series 66. IAPD registration began 2014-09-08.
Registration
- CRD number
- 5452181
- Registration status
- Active
- IAPD registration
- 2014-09-08
- Industry Experience
- 12 years
- Work Experience
- 12 years
- States registered
- ME
Licenses and exams
- Series 63
- Series 66
Work history
- 2014-03 to 2019-11 · Northeast Retirement Solutions · Auburn, ME
- 2014-05 to 2019-11 · Commonwealth Financial Network · Waltham, MA
- 2019-11 to 2020-03 · Ameriprise Financial Services Inc · Auburn, ME
- 2020-03 to 2026-09 · Ameriprise Financial Services, LLC · Auburn, ME
- 2026-09 to Present · Rise Private Wealth Management · Auburn, ME
Current employment
- Rise Private Wealth Management · Bedford, NH
Rise Private Wealth Management
- Regulatory AUM
- $0
- Registered advisors
- 56
- Offices
- 17
- Clients per advisor
- 0.0 (Low)
Rise Private Wealth Management: advisors, services and reported ETF investments
About
Tara Davis is a financial advisor at Rise Private Wealth Management in Auburn, ME. Reported securities licenses include Series 63 and Series 66. The latest record indicates 12 years of industry experience and 12 years of reported work history. Reported roles include Ameriprise Financial Services, LLC, Ameriprise Financial Services Inc, Commonwealth Financial Network, Northeast Retirement Solutions.
SEC disclosures list additional business and community activities: Board Of Directors; Oxford Hills Music: , oxford, me, 04270; not investment-related; 04/06/2017; 1 to 9 hours per month; 0 during trading hours / girl scouts of maine; girl scouts get to lead their own adventures and team up with other girls in an all-girl environment to choose the exciting, hands-on activities that interest them most; For life.
Rise Private Wealth Management's firm-level Form ADV reports 56 advisors across 17 offices; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Businesses or Institutional Clients, Selection of Other Advisers.
What this firm offers
Filed by Rise Private Wealth Management on Form ADV.
Client services
- Financial Planning Services
- Individuals and Small Businesses
- Businesses or Institutional Clients
- Selection of Other Advisers
Fee options
- Percentage of Assets Under Management
- Hourly Charges
- Fixed Fees (Other Than Subscription)
Business and affiliations
- Accountant or Accounting Firm
Location
2 Great Falls Plaza, Auburn, ME 04210
4 advisors at this office.
Contact
The firm's filed contact details.
- Phone: 603-457-7001
- Website: riseprivatewealthmanagement.com
Official record
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