Theodore C Schaefer

Financial advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated · New York, NY

Last updated 2026-10-10

Claim your profile

Theodore C Schaefer is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York, NY, CRD 5179636. Licenses and exams on the registration: Series 66. First registered 2006-10-11.

Registration

CRD number
5179636
Registration status
Active
First registered
2006-10-11
Years of experience
20
States registered
AL, TX

Licenses and exams

  • Series 66

Work history

  • 2006-07 to 2021-06 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Athens, GA
  • 2013-04 to 2021-06 · Bank of America, N.A · Athens, GA
  • 2021-06 to 2022-10 · Wells Fargo Bank, NA · Birmingham, AL
  • 2021-06 to 2022-10 · Wells Fargo Clearing Services, LLC · Birmingham, AL
  • 2022-10 to Present · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Birmingham, AL

Current employment

SEC IAPD record for Theodore C Schaefer

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Regulatory AUM
$1,781,568,171,479
Registered advisors
25,565
Offices
5,327
Clients per advisor
71.9 (Moderate)
Average AUM per client
$968.8K (Low)
High-net-worth client ratio
28.4% (Moderate)

Merrill Lynch, Pierce, Fenner & Smith Incorporated: advisors, services and reported ETF investments

What this firm offers

Filed by Merrill Lynch, Pierce, Fenner & Smith Incorporated on Form ADV.

Client services

  • Individuals and Small Businesses
  • Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Other Advisers
  • Educational Seminars or Workshops
  • Other Advisory Service

Fee options

  • Percentage of Assets Under Management
  • Fixed Fees (Other Than Subscription)
  • Commissions

Business and affiliations

  • Broker-Dealer (Registered or Unregistered)
  • Insurance Broker or Agent
  • Sells Non-Advisory Products or Services
  • Broker-Dealer or Municipal Securities Dea
  • Other Investment Adviser (Incl. Financial
  • Registered Security-Based Swap Dealer
  • Futures Commission Merchant
  • Banking or Thrift Institution
  • Trust Company
  • Insurance Company or Agency
  • Pension Consultant
  • Real Estate Broker or Dealer

Location

One Bryant Park, New York, NY 10036

3,879 advisors at this office.

Merrill office in New York, NY

Open in Google Maps

Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

Are you Theodore C Schaefer?

Claim your profile to add your biography, services, expertise, client focus, investment approach and fees. Advisor-confirmed information is separate from public SEC records.