Thomas Flood
Financial advisor at J.P. Morgan Securities LLC · Staten Island, NY
Last updated 2026-10-10
Claim your profileThomas Flood is a financial advisor at J.P. Morgan Securities LLC in Staten Island, NY, CRD 4678613. Licenses and exams on the registration: Series 63, Series 66. IAPD registration began 2010-04-29.
Registration
- CRD number
- 4678613
- Registration status
- Active
- IAPD registration
- 2010-04-29
- Industry Experience
- 16 years
- Work Experience
- 14 years
- States registered
- NJ, NY, TX
Licenses and exams
- Series 63
- Series 66
Work history
- 2012-10 to Present · J.P. Morgan Securities LLC · Staten Island, NY
Current employment
- J.P. Morgan Securities LLC · New York, NY
J.P. Morgan Securities LLC
- Regulatory AUM
- $429,694,491,042
- Registered advisors
- 14,334
- Offices
- 5,886
- Clients per advisor
- 87.0 (Moderate)
- Average AUM per client
- $344.7K (Low)
- High-net-worth client ratio
- 28.6% (Moderate)
J.P. Morgan Securities LLC: advisors, services and reported ETF investments
About
Thomas Flood is a financial advisor at J.P. Morgan Securities LLC in Staten Island, NY. Reported securities licenses include Series 63 and Series 66. The latest record indicates 16 years of industry experience and 14 years of reported work history.
J.P. Morgan Securities LLC's firm-level Form ADV reports 14,334 advisors across 5,886 offices; approximately 87.0 clients per advisor, average assets per client of $344,680, and regulatory AUM of $429.7B; client categories including Individuals (non-HNW), High net worth individuals, Pension and profit-sharing plans, Charitable organizations, Insurance companies, Corporations or other businesses; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Businesses or Institutional Clients, Pension Consulting Services, Selection of Other Advisers.
What this firm offers
Filed by J.P. Morgan Securities LLC on Form ADV.
Client services
- Financial Planning Services
- Individuals and Small Businesses
- Businesses or Institutional Clients
- Pension Consulting Services
- Selection of Other Advisers
Fee options
- Percentage of Assets Under Management
- Other
Business and affiliations
- Broker-Dealer (Registered or Unregistered)
- Futures Commission Merchant
- Insurance Broker or Agent
- Registered Security-Based Swap Dealer
- Sells Non-Advisory Products or Services
- Broker-Dealer or Municipal Securities Dea
- Other Investment Adviser (Incl. Financial
- Registered Security-Based Swap Dealer
- Commodity Pool Operator or CTA
- Futures Commission Merchant
- Banking or Thrift Institution
- Trust Company
- Insurance Company or Agency
- Pension Consultant
- Real Estate Broker or Dealer
- Sponsor or Syndicator of Limited Partners
- Sponsor or GP of Pooled Investment Vehicl
Location
1480 Forest Avenue, Staten Island, NY 10302
3 advisors at this office.
Contact
The firm's filed contact details.
Official record
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