Thomas H Risher Jr
Financial advisor at Rockefeller Capital Management · Atlanta, GA
Last updated 2026-10-10
Claim your profileThomas H Risher Jr is a financial advisor at Rockefeller Capital Management in Atlanta, GA, CRD 5828110. Licenses and exams on the registration: Series 66. First registered 2010-10-05.
Registration
- CRD number
- 5828110
- Registration status
- Active
- First registered
- 2010-10-05
- Years of experience
- 16
- States registered
- SC, TX
Licenses and exams
- Series 66
Work history
- 2010-07 to 2022-10 · Wells Fargo Advisors LLC · Hilton Head, SC
- 2022-10 to Present · Rockefeller Financial LLC · Hilton Head Island, SC
Current employment
- Rockefeller Financial LLC · New York, NY
Rockefeller Capital Management
- Regulatory AUM
- $99,603,487,232
- Registered advisors
- 1,040
- Offices
- 205
- Clients per advisor
- 48.4 (Low)
- Average AUM per client
- $2M (Low)
- High-net-worth client ratio
- 30.3% (Moderate)
Rockefeller Capital Management: advisors, services and reported ETF investments
What this firm offers
Filed by Rockefeller Capital Management on Form ADV.
Client services
- Financial Planning Services
- Individuals and Small Businesses
- Businesses or Institutional Clients
- Pension Consulting Services
- Selection of Other Advisers
Fee options
- Percentage of Assets Under Management
- Fixed Fees (Other Than Subscription)
Business and affiliations
- Broker-Dealer (Registered or Unregistered)
- Broker-Dealer or Municipal Securities Dea
- Other Investment Adviser (Incl. Financial
- Commodity Pool Operator or CTA
- Trust Company
- Accountant or Accounting Firm
- Insurance Company or Agency
- Sponsor or GP of Pooled Investment Vehicl
Location
3060 Peachtree Road, NW, Suite 110, Atlanta, GA 30305
222 advisors at this office.
Contact
The firm's filed contact details.
Official record
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