Thomas Jon Piazzi

Financial advisor at Finiat, LLC · Mount Dora, FL

Last updated 2026-10-10

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Thomas Jon Piazzi is a financial advisor at Finiat, LLC in Mount Dora, FL, CRD 5938018. Licenses and exams on the registration: Series 63, Series 65. IAPD registration began 2015-04-09.

Registration

CRD number
5938018
Registration status
Active
IAPD registration
2015-04-09
Industry Experience
11 years
Work Experience
11 years
States registered
FL

Licenses and exams

  • Series 63
  • Series 65

Work history

  • 2015-01 to 2020-01 · American Funds · San Antonio, TX
  • 2020-01 to 2023-07 · Assetmark Financial Holdings, Inc · Chicago, IL
  • 2020-01 to 2023-07 · Assetmark Brokerage, LLC · Chicago, IL
  • 2023-07 to 2024-02 · Orion Portfolio Solutions, LLC · Omaha, NE
  • 2023-07 to 2024-02 · Brinker Capital Securities, LLC · Berwyn, PA
  • 2024-10 to 2025-11 · Sei Investments · Oaks, PA
  • 2024-03 to 2024-09 · Unemployment · Chicago, IL
  • 2025-06 to Present · Finiat, LLC · Mount Dora, FL

Current employment

SEC IAPD record for Thomas Jon Piazzi

Finiat, LLC

Regulatory AUM
$25,556,450
Registered advisors
2
Offices
3
Average AUM per client
$25.6M (Moderate)
High-net-worth client ratio
0.0% (Low)

Finiat, LLC: advisors, services and reported ETF investments

About

Thomas Jon Piazzi is a financial advisor at Finiat, LLC in Mount Dora, FL. Reported securities licenses include Series 63 and Series 65. The latest record indicates 11 years of industry experience and 11 years of reported work history. Reported roles include Sei Investments, Unemployment, Orion Portfolio Solutions, LLC, Brinker Capital Securities, LLC, among others.

Finiat, LLC's firm-level Form ADV reports 2 advisors across 3 offices; approximately 0.5 clients per advisor, average assets per client of $25,556,450, and regulatory AUM of $25.6M; client categories including Other investment advisers; services including Portfolio Management: Businesses or Institutional Clients.

What this firm offers

Filed by Finiat, LLC on Form ADV.

Client services

  • Businesses or Institutional Clients

Fee options

  • Percentage of Assets Under Management
  • Performance-Based Fees
  • Other

Location

808 North Donnelly St., Mount Dora, FL 32757

2 advisors at this office.

Finiat office in Mount Dora, FL

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Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

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