Thomas M Kerwin

Financial advisor at Charles Schwab & Co., Inc. · Westlake, TX

Last updated 2026-10-10

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Thomas M Kerwin is a financial advisor at Charles Schwab & Co., Inc. in Westlake, TX, CRD 7073491. Licenses and exams on the registration: Series 63, Series 66. IAPD registration began 2020-01-02.

Registration

CRD number
7073491
Registration status
Active
IAPD registration
2020-01-02
Industry Experience
6 years
Work Experience
13 years
States registered
TX

Licenses and exams

  • Series 63
  • Series 66

Work history

  • 2019-02 to 2022-12 · TD Ameritrade · Westlake, TX
  • 2018-06 to 2019-02 · Uptown Tan Inc · Dallas, TX
  • 2013-01 to 2018-06 · Parol Group Inc. · Dallas, TX
  • 2022-12 to Present · Charles Schwab & Co., Inc. · Westlake, TX
  • 2022-12 to Present · Charles Schwab Bank, Ssb · Westlake, TX

Current employment

SEC IAPD record for Thomas M Kerwin

Charles Schwab & Co., Inc.

Registered advisors
6,791
Offices
867
Clients per advisor
0.0 (Low)

Charles Schwab & Co., Inc.: advisors, services and reported ETF investments

About

Thomas M Kerwin is a financial advisor at Charles Schwab & Co., Inc. in Westlake, TX. Reported securities licenses include Series 63 and Series 66. The latest record indicates 6 years of industry experience and 13 years of reported work history. Reported roles include Charles Schwab Bank, Ssb, TD Ameritrade, Uptown Tan Inc, Parol Group Inc..

SEC disclosures list additional business and community activities: Name Of Outside Business:ctk Products Llc; Investment Related:no; Address Of Outside Business:dallas: I intended to sell these trees on amazon, but i have mostly abandoned this business so that i could focus on this job; I have recieved no compensation from this business as of yet, and i may shut it down if this job requires more attention.

Charles Schwab & Co., Inc.'s firm-level Form ADV reports 6,791 advisors across 867 offices; services including Financial Planning Services, Selection of Other Advisers, Other Advisory Service.

What this firm offers

Filed by Charles Schwab & Co., Inc. on Form ADV.

Client services

  • Financial Planning Services
  • Selection of Other Advisers
  • Other Advisory Service

Fee options

  • Fixed Fees (Other Than Subscription)
  • Other

Business and affiliations

  • Broker-Dealer (Registered or Unregistered)
  • Insurance Broker or Agent
  • Sells Non-Advisory Products or Services
  • Broker-Dealer or Municipal Securities Dea
  • Other Investment Adviser (Incl. Financial
  • Commodity Pool Operator or CTA
  • Futures Commission Merchant
  • Banking or Thrift Institution
  • Trust Company
  • Insurance Company or Agency
  • Pension Consultant
  • Sponsor or GP of Pooled Investment Vehicl

Location

3000 Schwab Way, Westlake, TX 76262

1,076 advisors at this office.

Charles Schwab & office in Westlake, TX

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Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

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