Thomas Stuart Karp
Financial advisor at Osaic Wealth, Inc. · St. Paul, MN
Last updated 2026-10-10
Claim your profileThomas Stuart Karp is a financial advisor at Osaic Wealth, Inc. in St. Paul, MN, CRD 3084814. Licenses and exams on the registration: Series 65, Series 63. IAPD registration began 2017-03-03.
Registration
- CRD number
- 3084814
- Registration status
- Active
- IAPD registration
- 2017-03-03
- Industry Experience
- 9 years
- Work Experience
- 25 years
- States registered
- MN
Licenses and exams
- Series 65
- Series 63
Designations
- CFP®
Work history
- 2001-01 to Present · S Corp, Karp Financial Advisors, Inc. · St. Paul, MN
- 2009-01 to 2023-09 · Sagepoint Financial, Inc. · Phoenix, AZ
- 2023-09 to Present · Osaic Wealth, Inc. · St. Paul, MN
Current employment
- Osaic Wealth, Inc. · Scottsdale, AZ
Osaic Wealth, Inc.
- Regulatory AUM
- $234,858,518,740
- Registered advisors
- 8,060
- Offices
- 4,720
- Clients per advisor
- 71.4 (Moderate)
- Average AUM per client
- $408.1K (Low)
- High-net-worth client ratio
- 9.6% (Low)
Osaic Wealth, Inc.: advisors, services and reported ETF investments
About
Thomas Stuart Karp is a CFP® financial advisor at Osaic Wealth, Inc. in St. Paul, MN. Reported securities licenses include Series 65 and Series 63. The latest record indicates 9 years of industry experience and 25 years of reported work history. Reported roles include S Corp, Karp Financial Advisors, Inc., Sagepoint Financial, Inc..
SEC disclosures list additional business and community activities: 1: Encampment forest association (efa) position: member, finance committee nature: partnership investment related: no number of hours: 1 securities trading hours: 0 start date: 10/17/2018 address: po box 1201, hudson wi 54016, united states description: i serve as a committee member on the finance committee for the efa; Annually we work on efa budgets for upcoming years to fund efa operations.
Osaic Wealth, Inc.'s firm-level Form ADV reports 8,060 advisors across 4,720 offices; approximately 71.4 clients per advisor, average assets per client of $408,086, and regulatory AUM of $234.9B; client categories including Individuals (non-HNW), High net worth individuals, Banking or thrift institutions, Pooled investment vehicles, Pension and profit-sharing plans, Charitable organizations; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Businesses or Institutional Clients, Pension Consulting Services, Selection of Other Advisers.
What this firm offers
Filed by Osaic Wealth, Inc. on Form ADV.
Client services
- Financial Planning Services
- Individuals and Small Businesses
- Businesses or Institutional Clients
- Pension Consulting Services
- Selection of Other Advisers
- Educational Seminars or Workshops
Fee options
- Percentage of Assets Under Management
- Hourly Charges
- Fixed Fees (Other Than Subscription)
Business and affiliations
- Broker-Dealer (Registered or Unregistered)
- Insurance Broker or Agent
- Sells Non-Advisory Products or Services
- Broker-Dealer or Municipal Securities Dea
- Other Investment Adviser (Incl. Financial
- Trust Company
- Insurance Company or Agency
- Pension Consultant
- Sponsor or GP of Pooled Investment Vehicl
Location
400 W Selby Avenue, St. Paul, MN 55102
1 advisor at this office.
Contact
The firm's filed contact details.
Official record
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