Todd Robert Dathe
Financial advisor at Aspen Private Advisors, LLC · Sioux Falls, SD
Last updated 2026-10-10
Claim your profileTodd Robert Dathe is a financial advisor at Aspen Private Advisors, LLC in Sioux Falls, SD, CRD 4200005. Licenses and exams on the registration: Series 63, Series 65, Series 66. IAPD registration began 2002-12-10.
Registration
- CRD number
- 4200005
- Registration status
- Active
- IAPD registration
- 2002-12-10
- Industry Experience
- 23 years
- Work Experience
- 11 years
- States registered
- SD
Licenses and exams
- Series 63
- Series 65
- Series 66
Work history
- 2015-05 to 2019-08 · Lpl Financial LLC · Sioux Falls, SD
- 2015-05 to 2018-10 · Level Four Advisory Services · Sioux Falls, SD
- 2018-08 to Present · Aspen Private Advisors, LLC · Sioux Falls, SD
Current employment
- Aspen Private Advisors, LLC · Sioux Falls, SD
Aspen Private Advisors, LLC
- Regulatory AUM
- $199,936,645
- Registered advisors
- 5
- Offices
- 1
- Clients per advisor
- 25.0 (Low)
- Average AUM per client
- $1.6M (Low)
- High-net-worth client ratio
- 48.8% (Moderate)
Aspen Private Advisors, LLC: advisors, services and reported ETF investments
About
Todd Robert Dathe is a financial advisor at Aspen Private Advisors, LLC in Sioux Falls, SD. Reported securities licenses include Series 63, Series 65, and Series 66. The latest record indicates 23 years of industry experience and 11 years of reported work history.
Aspen Private Advisors, LLC's firm-level Form ADV reports 5 advisors across 1 offices; approximately 25.0 clients per advisor, average assets per client of $1,599,493, and regulatory AUM of $199.9M; client categories including Individuals (non-HNW), High net worth individuals, Pension and profit-sharing plans, and Charitable organizations; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Businesses or Institutional Clients, and Pension Consulting Services.
PortfolioFuture's firm-level 13F analysis covers $99.7M across 7 reported ETF positions for the 2026-06-30 reporting period. These are firm-level disclosures, not investments attributed to Todd Robert Dathe personally.
Reported ETF positions
Aspen Private Advisors reports 7 ETF positions worth $99.7M on Form 13F; the largest are listed.
| Fund | Reported value |
|---|---|
| AVUS — Avantis U.S. Equity ETF | $35.4M |
| DFAX — Dimensional World ex U.S. Core Equity 2 ETF | $28.2M |
| USMV — iShares MSCI USA Min Vol Factor ETF | $17M |
| DUHP — Dimensional US High Profitability ETF | $14.7M |
| JAAA — Janus Henderson AAA CLO ETF | $3.4M |
Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.
Noteworthy reported investments
Aspen Private Advisors's strongest reported position on each research ranking. Institution-level evidence, not this advisor's or any client's holding.
| Ranking | Fund | Reported value | Percentile | Key figures |
|---|---|---|---|---|
| Similar Fund Ranking | IVV — iShares Core S&P 500 ETF | $793.8K | Top 99.4% | Peer conviction 74.5% · Active return +3.01% |
| Addressable Market | IVV — iShares Core S&P 500 ETF | $793.8K | Top 99.6% | Addressable AUM $10.8T · Peer conviction 74.5% |
| Residual Alpha | AVUS — Avantis U.S. Equity ETF | $35.4M | Top 96.8% | Residual alpha +0.52% · Residual Sharpe 0.03 |
| Diversification Benefits | USMV — iShares MSCI USA Min Vol Factor ETF | $17M | Top 89.1% | Replicability (R²) 78.4% · Residual Sharpe 0.02 |
Historical comparisons from the published research release formed 2026-10-02; not forecasts or recommendations. Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.
What this firm offers
Filed by Aspen Private Advisors, LLC on Form ADV.
Client services
- Financial Planning Services
- Individuals and Small Businesses
- Businesses or Institutional Clients
- Pension Consulting Services
Fee options
- Percentage of Assets Under Management
- Hourly Charges
- Fixed Fees (Other Than Subscription)
Business and affiliations
- Insurance Company or Agency
Location
5201 South Western Avenue, Sioux Falls, SD 57108
5 advisors at this office.
Contact
The firm's filed contact details.
- Phone: 605-951-9620
- Website: aspenpa.com
Official record
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