Vivek Jindal
Financial advisor at The Caprock Group, LLC · Boise, ID
Last updated 2026-10-10
Claim your profileVivek Jindal is a financial advisor at The Caprock Group, LLC in Boise, ID, CRD 6542274. Licenses and exams on the registration: Series 65. IAPD registration began 2021-11-30.
Registration
- CRD number
- 6542274
- Registration status
- Active
- IAPD registration
- 2021-11-30
- Industry Experience
- 4 years
- Work Experience
- 11 years
- States registered
- NJ
Licenses and exams
- Series 65
Work history
- 2021-06 to 2023-03 · Kore Private Wealth, LLC · New York, NY
- 2018-06 to 2021-06 · Schusterman Family Interests · New York, NY
- 2015-08 to 2018-06 · The Blackstone Group · New York, NY
- 2022-11 to 2025-05 · Corient · New York, NY
- 2023-07 to 2025-05 · Corient Services LLC · Miami, FL
- 2023-01 to 2023-07 · Cipw Service Company, LLC · Toronto
- 2025-05 to Present · The Caprock Group, LLC · Boise, ID
Current employment
- The Caprock Group, LLC · Boise, ID
The Caprock Group, LLC
- Regulatory AUM
- $12,479,071,631
- Registered advisors
- 51
- Offices
- 27
- Clients per advisor
- 8.5 (Low)
- Average AUM per client
- $28.6M (Moderate)
- High-net-worth client ratio
- 91.3% (Very high)
The Caprock Group, LLC: advisors, services and reported ETF investments
About
Vivek Jindal is a financial advisor at The Caprock Group, LLC in Boise, ID. Reported securities licenses include Series 65. The latest record indicates 4 years of industry experience and 11 years of reported work history. Reported roles include Corient Services LLC, Corient, Cipw Service Company, LLC, Kore Private Wealth, LLC, among others.
The Caprock Group, LLC's firm-level Form ADV reports 51 advisors across 27 offices; approximately 8.5 clients per advisor, average assets per client of $28,621,724, and regulatory AUM of $12.5B; client categories including Individuals (non-HNW), High net worth individuals, Charitable organizations; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Pooled Investment Vehicles, Portfolio Management: Businesses or Institutional Clients, Selection of Other Advisers.
PortfolioFuture's firm-level 13F analysis covers $1.4B across 204 reported ETF positions for the 2026-06-30 reporting period. These are firm-level disclosures, not investments attributed to Vivek Jindal personally.
Reported ETF positions
The Caprock Group reports 204 ETF positions worth $1.4B on Form 13F; the largest are listed.
| Fund | Reported value |
|---|---|
| VTI — Vanguard Morningstar Total Stock Market ETF | $328.1M |
| VOO — Vanguard S&P 500 ETF | $133.6M |
| VXUS — Vanguard Total International Stock ETF | $76.4M |
| SCHB — Schwab U.S. Broad Market ETF | $60.4M |
| SPY — SPDR S&P 500 ETF TRUST | $59.9M |
Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.
Noteworthy reported investments
The Caprock Group's strongest reported position on each research ranking. Institution-level evidence, not this advisor's or any client's holding.
| Ranking | Fund | Reported value | Percentile | Key figures |
|---|---|---|---|---|
| Similar Fund Ranking | HTUS — Hull Tactical US ETF | $328.9K | Top 99.6% | Peer conviction 91.5% · Active return +5.41% |
| Addressable Market | VOO — Vanguard S&P 500 ETF | $133.6M | Top 99.6% | Addressable AUM $9.8T · Peer conviction 69.7% |
| Residual Alpha | DFAS — Dimensional U.S. Small Cap ETF | $307.6K | Top 98.4% | Residual alpha +0.75% · Residual Sharpe 0.04 |
| Diversification Benefits | VFLO — VictoryShares Free Cash Flow ETF | $584.2K | Top 96.2% | Replicability (R²) 76.1% · Residual Sharpe 0.48 |
Historical comparisons from the published research release formed 2026-10-02; not forecasts or recommendations. Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.
What this firm offers
Filed by The Caprock Group, LLC on Form ADV.
Client services
- Financial Planning Services
- Individuals and Small Businesses
- Pooled Investment Vehicles
- Businesses or Institutional Clients
- Selection of Other Advisers
- Other Advisory Service
Fee options
- Percentage of Assets Under Management
- Fixed Fees (Other Than Subscription)
Business and affiliations
- Other Investment Adviser (Incl. Financial
- Adviser to Any Private Fund
Location
800 West Main Street, Boise, ID 83702
51 advisors at this office.
Contact
The firm's filed contact details.
- Phone: (208) 368-9600
- Website: caprock.com
Official record
Are you Vivek Jindal?
Claim your profile to add your biography, services, expertise, client focus, investment approach and fees. Advisor-confirmed information is separate from public SEC records.